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CME GROUP INC. — Director's Dealing 2013
Nov 26, 2013
29871_dirs_2013-11-26_42214cc3-8f2c-4557-ad7d-5ea8f4728961.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2013-11-22
Reporting Person: Rich Linda Dallas (Sr MD Govt Rel Legisl Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-22 | Common Stock Class A | M | 1350 | $54.3 | Acquired | 10250 | Direct |
| 2013-11-22 | Common Stock Class A | S | 1350 | $83.58 | Disposed | 8900 | Direct |
| 2013-11-22 | Common Stock Class A | M | 1650 | $5437 | Acquired | 10550 | Direct |
| 2013-11-22 | Common Stock Class A | S | 1650 | $83.58 | Disposed | 8900 | Direct |
| 2013-11-22 | Common Stock Class A | S | 861 | $83.58 | Disposed | 8039 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-22 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 1350 | Disposed | 2020-09-15 | Common Stock Class A (1350) | Direct |
| 2013-11-22 | Non-Qualified Stock Option (right to buy) | $54.37 | M | 1650 | Disposed | 2021-09-15 | Common Stock Class A (1650) | Direct |
Footnotes
F1: These options were granted on September 15, 2010. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
F2: These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.