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CME GROUP INC. — Director's Dealing 2013
Aug 19, 2013
29871_dirs_2013-08-19_f37dc53b-3882-4993-a005-0d979ba9fb05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (cme)
CIK: 0001156375
Period of Report: 2013-08-15
Reporting Person: Sammann Derek (Sr MD FX Metals & Options Sol)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-15 | Common Stock Class A | M | 1240 | $54.37 | Acquired | 19340 | Direct |
| 2013-08-15 | Common Stock Class A | S | 1240 | $74.78 | Disposed | 18100 | Direct |
| 2013-08-15 | Common Stock Class A | M | 6320 | $54.3 | Acquired | 24420 | Direct |
| 2013-08-15 | Common Stock Class A | S | 6320 | $74.78 | Disposed | 18100 | Direct |
| 2013-08-15 | Common Stock Class A | M | 2970 | $56.87 | Acquired | 21070 | Direct |
| 2013-08-15 | Common Stock Class A | S | 2970 | $74.78 | Disposed | 18100 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-15 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 6320 | Disposed | 2020-09-15 | Common Stock Class A (6320) | Direct |
| 2013-08-15 | Non-Qualified Stock Option (right to buy) | $54.37 | M | 1240 | Disposed | 2021-09-15 | Common Stock Class A (1240) | Direct |
| 2013-08-15 | Non-Qualified Stock Option (right to buy) | $56.87 | M | 2970 | Disposed | 2019-09-15 | Common Stock Class A (2970) | Direct |
Footnotes
F1: On August 15, 2013, Mr. Sammann sold a total of 10,530 shares of CME Group Class A common stock at an average price of $74.78 per share, including the exercise of options. The price ranges were $74.30 through $74.83. The Company maintains a record of the transactions and copies will be provided upon request.
F2: On September 15, 2012, this option vested with respect to 50% of the granted number of shares covered by the option.
F3: On September 15, 2012, this option vested with respect to 25% of the granted number of shares covered by the option.
F4: On September 15, 2012, this option vested with respect to 75% of the granted number of shares covered by the otpion.