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CME GROUP INC. — Director's Dealing 2013
Jun 18, 2013
29871_dirs_2013-06-18_59f0c326-3980-43cf-ae61-a0767ac66ee2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2013-06-16
Reporting Person: Piell Hilda Harris (Sr MD & Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-16 | Common Stock Class A | F | 67.0 | $74.29 | Disposed | 19600 | Direct |
| 2013-06-17 | Common Stock Class A | M | 1145.0 | $54.37 | Acquired | 20745 | Direct |
| 2013-06-17 | Common Stock Class A | S | 1145.0 | $75.0 | Disposed | 19600 | Direct |
| 2013-06-17 | Common Stock Class A | M | 4170.0 | $54.3 | Acquired | 23770 | Direct |
| 2013-06-17 | Common Stock Class A | S | 4170.0 | $75.0 | Disposed | 19600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-17 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 4170.0 | Disposed | 2020-09-15 | Common Stock Class A (4170) | Direct |
| 2013-06-17 | Non-Qualified Stock Option (right to buy) | $54.37 | M | 1145.0 | Disposed | 2021-09-15 | Common Stock Class A (1145) | Direct |
Footnotes
F1: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 6/16/2013.
F2: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
F3: These options were granted on September 15, 2010. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
F4: These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.