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CME GROUP INC. — Director's Dealing 2013
Sep 6, 2013
29871_dirs_2013-09-06_f6a11114-1cc2-464b-8c51-9d70b60a7b6c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2013-09-04
Reporting Person: Rich Linda Dallas (Sr MD Govt Rel Legisl Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-04 | Common Stock Class A | M | 150.0 | $55.58 | Acquired | 7279 | Direct |
| 2013-09-04 | Common Stock Class A | S | 150.0 | $72.5 | Disposed | 7129 | Direct |
| 2013-09-04 | Common Stock Class A | M | 1365.0 | $61.95 | Acquired | 8494 | Direct |
| 2013-09-04 | Common Stock Class A | S | 1365.0 | $72.5025 | Disposed | 7129 | Direct |
| 2013-09-04 | Common Stock Class A | S | 222.0 | $72.46 | Disposed | 6907 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-04 | Non-Qualified Stock Option (right to buy) | $55.58 | M | 150.0 | Disposed | 2022-06-15 | Common Stock Class A (150) | Direct |
| 2013-09-04 | Non-Qualified Stock Option (right to buy) | $61.95 | M | 1365.0 | Disposed | 2020-06-15 | Common Stock Class A (1365) | Direct |
Footnotes
F1: These options were granted on June 15, 2012. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
F2: These options were granted on June 15, 2010. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.