AI assistant
CME GROUP INC. — Director's Dealing 2013
Mar 18, 2013
29871_dirs_2013-03-18_b3939743-f24d-405a-aa08-839e43d81240.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2013-03-14
Reporting Person: DUFFY TERRENCE A (Director, Executive Chairman & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-14 | Common Stock Class A | M | 5340.0 | $54.37 | Acquired | 98541 | Direct |
| 2013-03-14 | Common Stock Class A | S | 5340.0 | $62.81 | Disposed | 93201 | Direct |
| 2013-03-14 | Common Stock Class A | M | 18480.0 | $54.3 | Acquired | 111681 | Direct |
| 2013-03-14 | Common Stock Class A | S | 18480.0 | $62.81 | Disposed | 93201 | Direct |
| 2013-03-14 | Common Stock Class A | M | 15890.0 | $56.87 | Acquired | 109091 | Direct |
| 2013-03-14 | Common Stock Class A | S | 15890.0 | $62.81 | Disposed | 93201 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-14 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 18480.0 | Disposed | 2020-09-15 | Common Stock Class A (18480) | Direct |
| 2013-03-14 | Non-Qualified Stock Option (right to buy) | $54.37 | M | 5340.0 | Disposed | 2021-09-15 | Common Stock Class A (5340) | Direct |
| 2013-03-14 | Non-Qualified Stock Option (right to buy) | $56.87 | M | 15890.0 | Disposed | 2019-09-15 | Common Stock Class A (15890) | Direct |
Footnotes
F1: On March 14, 2013, Mr. Duffy sold a total of 39,710 shares of CME Group Class A common stock at an average price of $62.81 per share, including the exercise of options. The price ranges were $62.80 through $62.92. The Company maintains a record of the transactions and copies will be provided upon request.
F2: On September 15, 2012, this option vested with respect to 50% of the granted number of shares covered by the option.
F3: On September 15, 2012, this option vested with respect to 25% of the granted number of shares covered by the option.
F4: On September 15, 2012, this option vested with respect to 75% of the granted number of shares covered by the option.