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CLOROX CO /DE/ — Director's Dealing 2013
Nov 6, 2013
30403_dirs_2013-11-05_770c9110-4ddd-452b-85d8-5729d66bee81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLOROX CO /DE/ (CLX)
CIK: 0000021076
Period of Report: 2013-11-01
Reporting Person: TICKNOR CAROLYN M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-01 | Common Stock | M | 3900.0000 | $59.0900 | Acquired | 3900.0000 | Direct |
| 2013-11-01 | Common Stock | S | 3900.0000 | $90.0039 | Disposed | 0.0000 | Direct |
| 2013-11-04 | Common Stock | M | 3500.0000 | $59.0900 | Acquired | 3500.0000 | Direct |
| 2013-11-04 | Common Stock | S | 3500.0000 | $90.0092 | Disposed | 0.0000 | Direct |
| 2013-11-05 | Common Stock | M | 600.0000 | $59.0900 | Acquired | 600.0000 | Direct |
| 2013-11-05 | Common Stock | S | 600.0000 | $90.0000 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-15 | Deferred Stock Units | $ | A | 160.6258 | Acquired | Common Stock (160.6258) | Direct | |
| 2013-05-10 | Deferred Stock Units | $ | A | 153.6153 | Acquired | Common Stock (153.6153) | Direct | |
| 2013-08-09 | Deferred Stock Units | $ | A | 172.0200 | Acquired | Common Stock (172.0200) | Direct | |
| 2013-11-01 | Stock Option (Right to Buy) | $59.0900 | M | 3900.0000 | Disposed | 2015-01-19 | Common Stock (3900.0000) | Direct |
| 2013-11-04 | Stock Option (Right to Buy) | $59.0900 | M | 3500.0000 | Disposed | 2015-01-19 | Common Stock (3500.0000) | Direct |
| 2013-11-05 | Stock Option (Right to Buy) | $59.0900 | M | 600.0000 | Disposed | 2015-01-19 | Common Stock (600.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: 1-for-1
F4: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.
F5: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.