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Clearwater Analytics Holdings, Inc. — Director's Dealing 2025
Jun 18, 2025
30926_dirs_2025-06-18_e3d8e8b7-2765-4172-8d26-a26c2b8460e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Clearwater Analytics Holdings, Inc. (CWAN)
CIK: 0001866368
Period of Report: 2025-06-16
Reporting Person: Cox James S (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-06-16 | Class A Common Stock | M | 34700.00 | $4.40 | Acquired | 388585.00 | Direct |
| 2025-06-16 | Class A Common Stock | F | 21000.00 | $22.2407 | Disposed | 367585.00 | Direct |
| 2025-06-16 | Class A Common Stock | S | 13700.00 | $22.2407 | Disposed | 353885.00 | Direct |
| 2025-06-16 | Class A Common Stock | S | 5000.00 | $22.2728 | Disposed | 348885.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-06-16 | Stock Option (Right to Buy) | $4.40 | M | 34700.00 | Disposed | 2029-05-20 | Class A Common Stock (34700.00) | Direct |
Footnotes
F1: The sale reported on this Form 4 includes shares withheld to cover tax withholding obligations in connection with the exercise and settlement of stock options. The sale is mandated by the Issuer and does not represent a discretionary transaction by the Reporting Person.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2024.
F3: This transaction was executed in multiple trades at prices ranging from $22.09 USD to $22.54 USD; the price reported above reflects the weighted average sale price.
F4: This transaction was executed in multiple trades at prices ranging from $22.11 USD to $22.54 USD; the price reported above reflects the weighted average sale price.
F5: Vests 297,000 share(s) on 02-Nov-2020, 180,000 share(s) on 21-Jan-2020, 105,750 share(s) on 05-Mar-2021, 105,750 share(s) on 01-Jan-2022, 105,750 share(s) on 01-Jan-2023, 105,750 share(s) on 01-Jan-2024