AI assistant
ClearSign Technologies Corp — Director's Dealing 2012
May 1, 2012
34669_dirs_2012-05-01_103e62bc-4907-4dee-b2d9-95104833bdae.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CLEARSIGN COMBUSTION CORP (CLIR)
CIK: 0001434524
Period of Report: 2012-04-24
Reporting Person: MARLETT CHRISTOPHER A (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 74573 | Direct |
| Common Stock | 454545 | Indirect |
| Common Stock | 289207 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Warrants | $2.20 | 2016-05-10 | Common Stock (17409) | Direct | |
| Common Stock Warrants | $2.20 | 2016-05-10 | Common Stock (74318) | Indirect | |
| Common Stock Warrants | $5.00 | 2017-04-24 | Common Stock (300000) | Indirect |
Footnotes
F1: The record holder of these securities is Integrated Surgical Systems, Inc. ("ISS"). The reporting person is the Chief Executive Officer and a director of ISS. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
F2: The record holder of these securities is MDB Capital Group LLC ("MDB"). The reporting person is the Chief Executive Officer of MDB. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.