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ClearPoint Neuro, Inc. Director's Dealing 2015

Dec 21, 2015

32641_dirs_2015-12-21_88edb7d2-771b-4cab-9b31-e78b1da511c3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MRI INTERVENTIONS, INC. (MRIC)
CIK: 0001285550
Period of Report: 2015-12-18

Reporting Person: KOOB CHARLES E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-18 Common Stock P 154035 Acquired 736931 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-18 Series A Warrants (right to buy) $0.4058 P 61614 Acquired 2020-12-18 Common Stock (61614) Indirect
2015-12-18 Series B Warrants (right to buy) $0.5275 P 46211 Acquired 2020-12-18 Common Stock (46211) Indirect

Footnotes

F1: The reported securities are included within 154,035 units purchased by the Koob Family Trust for $0.3246 per unit. Each unit consists of one share of common stock, one series A warrant to purchase 0.40 share of common stock, and one series B warrant to purchase 0.30 share of common stock. The Reporting Person has voting and investment power over the securities held by the Koob Family Trust.

F2: Includes 20,000 shares jointly held with spouse.

F3: The shares subject to this warrant are immediately exercisable.