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CLEARONE INC — Director's Dealing 2019
Dec 17, 2019
35252_dirs_2019-12-17_74018953-5a58-4077-9616-a471690e1bae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEARONE INC (CLRO)
CIK: 0000840715
Period of Report: 2019-12-16
Reporting Person: BAGLEY EDWARD D (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-16 | Common Stock | P | 280 | $1.90 | Acquired | 7425320 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-17 | Common Stock Warrants (Right to Buy) | $1.76 | P | 340909 | Acquired | 2026-12-17 | Common Stock (340909) | Direct |
| 2019-12-17 | Secured Convertible Notes | $2.11 | P | Acquired | 2023-12-17 | Common Stock (1421801) | Direct |
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