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CLEARONE INC — Director's Dealing 2017
Mar 28, 2017
35252_dirs_2017-03-28_f2c0e8a1-e6de-4b72-b624-02889db8a447.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEARONE INC (CLRO)
CIK: 0000840715
Period of Report: 2016-10-04
Reporting Person: BAGLEY EDWARD D (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-04 | Common Stock | X | 834 | $3.004 | Acquired | 1834877 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-04 | Stock Option (Right to Buy) | $3.004 | X | 834 | Disposed | 2020-05-26 | Common Stock (834) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 926166 | Indirect |
Footnotes
F1: Mr. Bagley may be deemed to own 126,166 shares that are owned by Carolyn Bagley, Mr. Bagley's wife, and 800,000 shares that are held in a trust for which Carolyn Bagley acts as one of four co-trustees. Mr. Bagley disclaims beneficial ownership of these shares.
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