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CLEARONE INC Director's Dealing 2017

Mar 28, 2017

35252_dirs_2017-03-28_f2c0e8a1-e6de-4b72-b624-02889db8a447.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CLEARONE INC (CLRO)
CIK: 0000840715
Period of Report: 2016-10-04

Reporting Person: BAGLEY EDWARD D (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-04 Common Stock X 834 $3.004 Acquired 1834877 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-04 Stock Option (Right to Buy) $3.004 X 834 Disposed 2020-05-26 Common Stock (834) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 926166 Indirect

Footnotes

F1: Mr. Bagley may be deemed to own 126,166 shares that are owned by Carolyn Bagley, Mr. Bagley's wife, and 800,000 shares that are held in a trust for which Carolyn Bagley acts as one of four co-trustees. Mr. Bagley disclaims beneficial ownership of these shares.