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CLEARONE INC — Director's Dealing 2016
Jan 20, 2016
35252_dirs_2016-01-19_8a060701-9f58-4fc8-acdf-c0be589be2da.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: CLEARONE INC (CLRO)
CIK: 0000840715
Period of Report: 2015-12-30
Reporting Person: BAGLEY E BRYAN (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-30 | Common Stock | G | 4000 | — | Disposed | 592638 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 34602 | Direct |
Footnotes
F1: This report is being filed to report the gift of 4,000 shares of common stock to Mr. Bagley's children. Mr. Bagley's indirect ownership consists of 4,000 shares of common stock owned by Mr. Bagley's children, 358,638 shares of common stock that Mr. Bagley is deemed to indirectly own because they are in revocable trusts for which he acts as a co-trustee with his wife, 30,000 shares that Mr. Bagley is deemed to indirectly own because they are held in his profit sharing account, and 200,000 shares that Mr. Bagley is deemed to indirectly own because he has a pecuniary interest in that number of shares that are held in a irrevocable trust for which Mr. Bagley acts a co-trustee.