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CLARIVATE PLC — Director's Dealing 2021
Jan 4, 2021
31500_dirs_2021-01-04_49420824-5b5e-42a2-b116-829a6f24db05.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CLARIVATE Plc (CCC)
CIK: 0001764046
Period of Report: 2021-01-01
Reporting Person: Onex US Principals LP (10% Owner)
Reporting Person: New PCo GP Inc (10% Owner)
Reporting Person: New PCo A LP (10% Owner)
Reporting Person: SCHWARTZ GERALD W (10% Owner)
Reporting Person: Onex Private Equity Holdings LLC (10% Owner)
Reporting Person: Onex American Holdings Subco LLC (10% Owner)
Reporting Person: Onex Partners Holdings LLC (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 71418266 | Indirect |
Footnotes
F1: Represents: (i) 26,454,617 ordinary shares held by Onex Partners IV LP ("Onex IV"), (ii) 1,307,836 ordinary shares held by Onex Partners IV PV LP ("Onex IV PV"), (iii) 183,130 ordinary shares held by Onex Partners IV Select LP ("Onex IV Select"), (iv) 756,574 ordinary shares held by Onex Partners IV GP LP ("Onex IV GP"), (v) 974,797 ordinary shares held by Onex US Principals LP ("Onex US"), (vi) 24,697,644 ordinary shares held by Onex Partners Holdings LLC ("Onex Holdings"), (vii) 1,563,583 ordinary shares held by New PCo A LP ("New PCo") and (viii) 15,480,085 ordinary shares held by Onex Camelot Co-Invest LP ("Onex Camelot").
F2: Onex Corporation may be deemed to beneficially own the ordinary shares held by (a) each of Onex IV, Onex IV PV, Onex Camelot, Onex IV GP and Onex IV Select, through its ownership of all of the common stock of Onex Partners Canadian GP Inc., which owns all of the equity of (i) Onex Partners IV GP Limited, which is the general partner of Onex IV GP, which is the general partner of each of Onex IV, Onex IV PV and Onex Camelot; and (ii) Onex Partners IV GP LLC, which is the general partner of Onex IV Select; (b) Onex US, through its ownership of all of the equity of Onex Private Equity Holdings LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US; and (c) Onex Holdings, through its ownership of all of the equity of Onex Private Equity Holdings LLC, which owns all of the equity of Onex American Holdings Subco LLC, which is the majority owner of Onex Holdings.
F3: New PCo GP Inc. is the general partner of New PCo and as such may be deemed to beneficially own the ordinary shares held by New PCo. Mr. Gerald W. Schwartz beneficially owns all of the shares held by Onex Corporation and indirectly controls New PCo GP Inc., and as such Mr. Schwartz may be deemed to share beneficial ownership of the shares beneficially owned by Onex Corporation and New PCo GP Inc.