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CLARIVATE PLC — Director's Dealing 2021
Jun 15, 2021
31500_dirs_2021-06-15_38a39be5-333a-4886-b57a-b318f7043239.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLARIVATE Plc (CLVT)
CIK: 0001764046
Period of Report: 2021-06-14
Reporting Person: Roy Jeff (President, IP Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-14 | Ordinary Shares | M | 79282 | $10.39 | Acquired | 127678 | Direct |
| 2021-06-14 | Ordinary Shares | M | 92495 | $14.18 | Acquired | 220173 | Direct |
| 2021-06-14 | Ordinary Shares | F | 82129 | $26 | Disposed | 138044 | Direct |
| 2021-06-14 | Ordinary Shares | S | 89648 | $26 | Disposed | 48396 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-14 | Stock Options | $10.39 | M | 79282 | Disposed | 2027-09-05 | Ordinary Shares (79282.0) | Direct |
| 2021-06-14 | Stock Options | $14.18 | M | 92495 | Disposed | 2027-09-05 | Ordinary Shares (92495.0) | Direct |
Footnotes
F1: Represents shares withheld for payment of exercise price.
F2: Represents the remaining portion of a September 5, 2017 grant of stock options; 33.3% of the reported stock options vested on July 1, 2020 and 66.7% of the reported stock options vested on November 30, 2020.
F3: Represents a September 5, 2017 grant of stock options; 20% became exercisable on each of July 1, 2018, July 1, 2019, and July 1, 2020 and 40% of the stock options became exercisable on November 30, 2020.
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