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CLARIVATE PLC Director's Dealing 2021

Jun 16, 2021

31500_dirs_2021-06-16_963b0c68-6749-41bf-9582-cde69d4cf338.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CLARIVATE Plc (CLVT)
CIK: 0001764046
Period of Report: 2021-06-14

Reporting Person: ONEX CORP (10% Owner)
Reporting Person: Onex Partners Canadian GP Inc. (10% Owner)
Reporting Person: Onex Partners IV GP Ltd (10% Owner)
Reporting Person: Onex Partners IV GP LLC (10% Owner)
Reporting Person: ONEX PARTNERS IV LP (10% Owner)
Reporting Person: Onex Partners IV PV LP (10% Owner)
Reporting Person: Onex Camelot Co-Invest LP (10% Owner)
Reporting Person: Onex Partners IV Select LP (10% Owner)
Reporting Person: Onex Partners IV GP LP (10% Owner)
Reporting Person: Onex American Holdings GP LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-14 Ordinary Shares S 10562882 $25.22 Disposed 60855384 Indirect

Footnotes

F1: Following the transaction reported herein, represents: (i) 22,541,934 ordinary shares held by Onex Partners IV LP ("Onex IV"), (ii) 1,114,405 ordinary shares held by Onex Partners IV PV LP ("Onex IV PV"), (iii) 156,045 ordinary shares held by Onex Partners IV Select LP ("Onex IV Select"), (iv) 644,675 ordinary shares held by Onex Partners IV GP LP ("Onex IV GP"), (v) 830,623 ordinary shares held by Onex US Principals LP ("Onex US"), (vi) 21,044,821 ordinary shares held by Onex Partners Holdings LLC ("Onex Holdings"), (vii) 1,332,327 ordinary shares held by New PCo A LP ("New PCo") and (viii) 13,190,554 ordinary shares held by Onex Camelot Co-Invest LP ("Onex Camelot").

F2: Onex Corporation may be deemed to beneficially own the ordinary shares held by (a) each of Onex IV, Onex IV PV, Onex Camelot, Onex IV GP and Onex IV Select, through its ownership of all of the common stock of Onex Partners Canadian GP Inc., which owns all of the equity of (i) Onex Partners IV GP Limited, which is the general partner of Onex IV GP, which is the general partner of each of Onex IV, Onex IV PV and Onex Camelot; and (ii) Onex Partners IV GP LLC, which is the general partner of Onex IV Select; (b) Onex US, through its ownership of all of the equity of Onex Private Equity Holdings LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US; and (c) Onex Holdings, through its ownership of all of the equity of Onex Private Equity Holdings LLC, which owns all of the equity of Onex American Holdings Subco LLC, which is the majority owner of Onex Holdings.

F3: New PCo GP Inc. is the general partner of New PCo and as such may be deemed to beneficially own the ordinary shares held by New PCo. Mr. Gerald W. Schwartz beneficially owns all of the shares held by Onex Corporation and indirectly controls New PCo GP Inc., and as such Mr. Schwartz may be deemed to share beneficial ownership of the shares beneficially owned by Onex Corporation and New PCo GP Inc.