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CLARIVATE PLC — Director's Dealing 2021
Jul 14, 2021
31500_dirs_2021-07-14_27dddfb1-88b9-4f5e-8962-d7ac950ee2ba.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CLARIVATE Plc (CLVT)
CIK: 0001764046
Period of Report: 2021-07-06
Reporting Person: Samson James Gordon (President, IP Group)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1098319 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $0.0 | Ordinary Shares (41721.6) | Indirect |
Footnotes
F1: Represents ordinary shares of the Issuer held by Capri Acquisition Topco Limited ("Capri TopCo"), pursuant to the CPA Global Employee Phantom Share Plan (the "Phantom Plan"), under which the reporting person was granted phantom awards that will become vested on October 1, 2021, subject to the reporting person's continued employment through such date, in accordance with the terms and conditions of the Phantom Plan. The ultimate value of the phantom awards, which can be settled only in cash, will be based on the value of the ordinary shares of the Issuer when sold by Capri TopCo (or by an employee benefit trust on behalf of the reporting person).