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CLARIVATE PLC — Director's Dealing 2020
Dec 31, 2020
31500_dirs_2020-12-31_eed59708-71df-433e-93ef-da9722be1087.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CLARIVATE Plc (CCC)
CIK: 0001764046
Period of Report: 2020-12-30
Reporting Person: Hartman Stephen (General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 11267 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $6.61 | 2027-03-02 | Ordinary Shares (33774.0) | Direct | |
| Stock Options | $10.39 | 2027-03-02 | Ordinary Shares (24101.0) | Direct | |
| Stock Options | $14.18 | 2027-03-02 | Ordinary Shares (24101.0) | Direct | |
| Stock Options | $17.96 | 2027-03-02 | Ordinary Shares (14482.0) | Direct | |
| Stock Options | $6.61 | 2027-05-22 | Ordinary Shares (52855.0) | Direct | |
| Stock Options | $8.14 | 2028-11-13 | Ordinary Shares (67548.0) | Direct | |
| Stock Options | $12.68 | 2028-11-13 | Ordinary Shares (48203.0) | Direct | |
| Stock Options | $17.23 | 2028-11-13 | Ordinary Shares (48203.0) | Direct | |
| Stock Options | $21.78 | 2028-11-13 | Ordinary Shares (28964.0) | Direct |
Footnotes
F1: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; 50 percent of the reported stock options became exercisable on each of October 3, 2020 and November 30, 2020.
F2: Represents the remaining un-exercised portion of a May 23, 2017 grant of stock options; 50 percent of the reported stock options became exercisable on each of October 3, 2020 and November 30, 2020.
F3: Represents the remaining un-exercised portion of a November 13, 2018 grant of stock options; 25 percent of the reported stock options became exercisable on November 13, 2020 and 75 percent of the reported stock options became exercisable on November 30, 2020.