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CLARIVATE PLC — Director's Dealing 2020
Dec 31, 2020
31500_dirs_2020-12-31_400708f4-0e73-473f-b097-108f8d62ebf9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CLARIVATE Plc (CCC)
CIK: 0001764046
Period of Report: 2020-12-30
Reporting Person: MILLS KAREN G (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 8856 | Direct |
| Ordinary Shares | 129140 | Indirect |
| Ordinary Shares | 129139 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants (right to buy) | $11.5 | Ordinary Shares (137000.0) | Indirect | ||
| Warrants (right to buy) | $11.5 | Ordinary Shares (137000.0) | Indirect |
Footnotes
F1: Ms. Mills is the managing member of Mills Family I LLC. In such capacity, Ms. Mills has voting and investment power over these shares.
F2: Ms. Mills is the general partner of K & BM LP. In such capacity, Ms. Mills has voting and investment power over these shares.
F3: Refer to Section 3.3 of the Warrant Agreement available at: https://www.sec.gov/Archives/edgar/data/1744895/000157104918000445/tv498383_ex4-4.htm
F4: Refer to Section 3.2 of the Warrant Agreement available at: https://www.sec.gov/Archives/edgar/data/1744895/000157104918000445/tv498383_ex4-4.htm
F5: Ms. Mills is the managing member of Mills Family I LLC. In such capacity, Ms. Mills has voting and investment power over these warrants.
F6: Ms. Mills is the general partner of K & BM LP. In such capacity, Ms. Mills has voting and investment power over these warrants.