CITIC Limited — Major Shareholding Notification 2018

Jun 22, 2018

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

OVERSEAS REGULATORY ANNOUNCEMENTS

Please refer to the attached documents dated 22 June 2018 released by CITIC Envirotech Ltd. (a subsidiary of CITIC Limited) to Singapore Exchange Limited in relation to the following:-

• 1. Disclosure of Interest/Changes in Interest of Substantial Shareholder(s)/Unitholder(s): CENVIT (Cayman) Company Limited; and
• 1. Disclosure of Interest/Changes in Interest of Director/Chief Executive Officer: Dr Lin Yucheng.

Hong Kong, 22 June 2018

As at the date of this announcement, the executive directors of CITIC Limited are Mr Chang Zhenming (Chairman), Mr Wang Jiong, Ms Li Qingping and Mr Pu Jian; the non-executive directors of CITIC Limited are Mr Song Kangle, Ms Yan Shuqin, Mr Liu Zhuyu, Mr Peng Yanxiang, Mr Liu Zhongyuan, Mr Yang Xiaoping and Mr Wu Youguang; and the independent non-executive directors of CITIC Limited are Mr Francis Siu Wai Keung, Dr Xu Jinwu, Mr Anthony Francis Neoh, Ms Lee Boo Jin, Mr Paul Chow Man Yiu and Mr Shohei Harada.

Disclosure of Interest/ Changes in Interest of Substantial Shareholder(s)/ Unitholder(s)::CENVIT (Cayman) Company
Limited

Issuer & Securities
Issuer/Manager	CITIC ENVIROTECH LTD.
Securities	CITICENVIR S\$240M3.9%PERPSEC - SG7IA3000003 - 82IB CITIC ENVIROTECH LTD. - SG1DE3000009 - CEE CITICENVIR US\$175M5.45%PERPSEC - XS1326469969 - 38AB
Stapled Security	No
Announcement Details
Announcement Title	Disclosure of Interest/ Changes in Interest of Substantial Shareholder(s)/ Unitholder(s)
Date & Time of Broadcast	22-Jun-2018 18:35:47
Status	New
Announcement Sub Title	CENVIT (Cayman) Company Limited
Announcement Reference	SG180622OTHRZBUW
Submitted By (Co./ Ind. Name)	Lotus Isabella Lim Mei Hua
Designation	Company Secretary
Description (Please provide a detailed description of the event in the box below - Refer to the Online help for the format)	Disclosure of a change in interest by a substantial shareholder of the Company
Additional Details
Person(s) giving notice	Substantial Shareholder(s)/Unitholder(s) (Form 3)
Date of receipt of notice by Listed Issuer	22/06/2018
Attachments	CEICL.Form3.22.June.2018.pdf if you are unable to view the above file, please click the link below. CEICL.Form3.22.June.2018.pdf Total size =149K

SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012

NOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/ UNITHOLDER(S) IN RESPECT OF INTERESTS IN SECURITIES

FORM (Electronic Format)

Explanatory Notes

• 1. Please read the explanatory notes carefully before completing the notification form.
• 1. This form is for a Substantial Shareholder(s)/Unitholder(s) to give notice under section 135, 136, 137, 137J (as applicable to sections 135, 136 and 137) or 137U (as applicable to sections 135, 136 and 137) of the Securities and Futures Act (the "SFA").
• 1. This electronic Form 3 and a separate Form C, containing the particulars and contact details of the Substantial Shareholder(s)/Unitholder(s), must be completed by the Substantial Shareholder(s)/ Unitholder(s) or a person duly authorised by the Substantial Shareholder(s)/Unitholder(s) to do so. The person so authorised should maintain records of information furnished to him by the Substantial Shareholder(s)/Unitholder(s).
• $\overline{4}$ This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").
• 1. Where a transaction results in similar notifiable obligations on the part of more than one Substantial Shareholder/Unitholder, all of these Substantial Shareholders/Unitholders may give notice using the same notification form.
• 1. A single form may be used by a Substantial Shareholder/Unitholder for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of becoming aware of the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.
• 1. All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking the paper clip icon on the bottom left-hand corner or in item 11 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB.
• 1. Except for item 5 of Part II and item 1 of Part IV, please select only one option from the relevant check boxes.
• 1. Please note that submission of any false or misleading information is an offence under Part VII of the SFA.
• 1. In this form, the term "Listed Issuer" refers to
• a company incorporated in Singapore any or all of the shares in which are listed for quotation on the $(a)$ official list of a securities exchange;

• $(b)$ a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing;

• $(c)$ a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange;

• a recognised business trust any or all of the units in which are listed for quotation on the official list $(d)$ of a securities exchange, such listing being a primary listing; or
• $(e)$ a collective investment scheme that is a trust, that invests primarily in real estate and real estaterelated assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").
• 1. For further instructions and guidance on how to complete this notification form, please refer to section 7 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").

Part I - General

$1.$ Name of Listed Issuer:

• CITIC ENVIROTECH LTD.
• $2.$ Type of Listed Issuer:
• ☑ Company/Corporation
• Registered/Recognised Business Trust
• Real Estate Investment Trust

$3_i$ Is more than one Substantial Shareholder/Unitholder giving notice in this form?

• $\Box$ No (Please proceed to complete Part II)
• $\sqrt{ }$ Yes (Please proceed to complete Parts III & IV)
• 1. Date of notification to Listed Issuer:

22-Jun-2018

	[To be used for multiple Substantial Shareholders/Unitholders to give notice]
	Substantial Shareholder/Unitholder A 41
1.	Name of Substantial Shareholder/Unitholder:
	CENVIT (Cayman) Company Limited
2.	Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes $\sqrt{ }$ No
3.	Notification in respect of:
	Becoming a Substantial Shareholder/Unitholder
	Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder
	Ceasing to be a Substantial Shareholder/Unitholder
4.	Date of acquisition of or change in interest:
	21-Jun-2018
5.	Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest $\bullet$ (if different from item 4 above, please specify the date): 21-Jun-2018
6.	Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
7.	Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction:
	Immediately before the transaction Direct Interest Deemed Interest Total

Immediately before the transaction	Direct Interest	Deemed Interest	'Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	1,237,687,284		1,237,687,284
As a percentage of total no. of voting shares/ units:	52.13	0	52.13
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	1,237,687,284		1,237,687,284
As a percentage of total no. of voting shares/ units.	51.63	0	51.63

$\tilde{\chi}$

8.		Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
		Arising from the share buyback by CITIC Envirotech Ltd. ("Company") of 980,000 shares as announced on 8 June 2018 and the exercise by Dr. Lin Yucheng of 24,000,000 shares under the Company's employee share option scheme as announced on 21 June 2018.
9.		Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]
	issuer.	CITIC Group Corporation is the parent company of CITIC Limited, which is the parent company of CITIC Corporation Limited, which is the parent company of CITIC Environment Investment Group Co., Ltd., which is the parent company of CITIC Environment (International) Company Limited, which controls CKM (Cayman) Company Limited, which controls CENVIT (Cayman) Company Limited, which holds shares directly in the
10.		Attachments (if any): (The total file size for all attachment(s) should not exceed 1MB.)
11.		If this is a replacement of an earlier notification, please provide:
	(a)	SGXNet announcement reference of the first notification which was announced
		on SGXNet (the "Initial Announcement"):
	(b)	Date of the Initial Announcement:
	(c)	15-digit transaction reference number of the relevant transaction in the Form 3
		which was attached in the Initial Announcement:
12.		Remarks (if any):
		Substantial Shareholder/Unitholder B
1.		60 Name of Substantial Shareholder/Unitholder:
		CKM (Cayman) Company Limited
2.		Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes
	No

• $3.$ Notification in respect of:
• Becoming a Substantial Shareholder/Unitholder
• $\triangledown$ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder
• □ Ceasing to be a Substantial Shareholder/Unitholder
• $4.$ Date of acquisition of or change in interest:
• 21-Jun-2018
• $5¹$ Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest $\bigcirc$ (if different from item 4 above, please specify the date):

	21-Jun-2018

• $6.$ Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
• $7.$ Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures (conversion price known)) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	o	1,437,493,128	1,437,493,128
As a percentage of total no. of voting shares/ units:	0	60.55	60.55
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	0	1,437,493,128	1,437,493,128

1. Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

	Please refer to the disclosure in Paragraph 9 for CENVIT (Cayman) Company Limited.
10.	Attachments (if any) (The total file size for all attachment(s) should not exceed 1MB.)
11.	If this is a replacement of an earlier notification, please provide:
	SGXNet announcement reference of the first notification which was announced (a) on SGXNet (the "Initial Announcement"):
	Date of the Initial Announcement: (b)
	15-digit transaction reference number of the relevant transaction in the Form 3 (c) which was attached in the Initial Announcement:
12.	Remarks (if any):
	Substantial Shareholder/Unitholder C $\textcircled{\textcirc}$
1.	Name of Substantial Shareholder/Unitholder:
	CITIC Environment (International) Company Limited Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes
	No $ \checkmark $
3.	Notification in respect of: Becoming a Substantial Shareholder/Unitholder
	Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder
	Date of acquisition of or change in interest:
	21-Jun-2018
2. 4. 5.	Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest $\bullet$ (if different from item 4 above, please specify the date): 21-Jun-2018

• 1. Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
• $7.$ Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	0	1,437,493,128	1,437,493,128
As a percentage of total no. of voting shares/ units:	0	60.55	60.55
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	0	1,437,493,128	1,437,493,128

1. Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

$9₁$ Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the disclosure in Paragraph 9 for CENVIT (Cayman) Company Limited.

1. Attachments (if any):

(The total file size for all attachment(s) should not exceed 1MB.)

• If this is a replacement of an earlier notification, please provide: $11.$
• $(a)$ SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"):

15-digit transaction reference number of the relevant transaction in the Form 3 (c) which was attached in the Initial Announcement: 12. Remarks (if any): Substantial Shareholder/Unitholder D 6 1. Name of Substantial Shareholder/Unitholder: CITIC Environment Investment Group Co., Ltd. 2. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes $\sqrt{ }$ No 3. Notification in respect of: Becoming a Substantial Shareholder/Unitholder Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder $ \checkmark $ Ceasing to be a Substantial Shareholder/Unitholder 4. Date of acquisition of or change in interest: 21-Jun-2018 5. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest $\bigcup$ (if different from item 4 above, please specify the date): 21-Jun-2018 6. Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest): 7. Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction:
Immediately before the transaction Direct Interest Deemed Interest	Total

No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	0	1,437,493,128	1,437,493,128
As a percentage of total no. of voting shares/ units:	0	60.55	60.55
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	0	1,437,493,128	1,437,493,128

1. Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the disclosure in Paragraph 9 for CENVIT (Cayman) Company Limited.

1. Attachments (if any):

(The total file size for all attachment(s) should not exceed 1MB.)

• 1. If this is a replacement of an earlier notification, please provide:

• $(a)$ SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"):

• $(b)$ Date of the Initial Announcement:

• 15-digit transaction reference number of the relevant transaction in the Form 3 $(c)$ which was attached in the Initial Announcement:

12. Remarks (if any):

	Substantial Shareholder/Unitholder E	6
1.	Name of Substantial Shareholder/Unitholder:
	CITIC Corporation Limited
2 1	Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes
	l∨ No
3.	Notification in respect of:
	Becoming a Substantial Shareholder/Unitholder
	Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder
	Ceasing to be a Substantial Shareholder/Unitholder
4.	Date of acquisition of or change in interest:
	21-Jun-2018
5.	Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest $\bigcirc$ (if different from item 4 above, please specify the date):
	21-Jun-2018
6.	Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
	Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/
7.	Unitholder before and after the transaction:
	Immediately before the transaction	Direct Interest	Deemed Interest	Total
	No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	0	1,437,493,128	1,437,493,128
units:	As a percentage of total no. of voting shares/ GD	0	60.55	60.55
	Immediately after the transaction	Direct Interest	Deemed Interest	Total

$\boxed{\circ}$

59.97

59.97

$\bf \Phi$

units:

As a percentage of total no. of voting shares/

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited. 9. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] Please refer to the disclosure in Paragraph 9 for CENVIT (Cayman) Company Limited. Attachments (if any): 10. (The total file size for all attachment(s) should not exceed 1MB.) 11. If this is a replacement of an earlier notification, please provide: SGXNet announcement reference of the first notification which was announced (a) on SGXNet (the "Initial Announcement"): Date of the Initial Announcement: (b) 15-digit transaction reference number of the relevant transaction in the Form 3 (c) which was attached in the Initial Announcement: Remarks (if any): 12. Substantial Shareholder/Unitholder F 6 1. Name of Substantial Shareholder/Unitholder: CITIC Limited 2. securities of the Listed Issuer are held solely through fund manager(s)? Yes $\sqrt{ }$ No	8.	Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]
		Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the

• $3_l$ Notification in respect of:
• Becoming a Substantial Shareholder/Unitholder
• $\boxed{\checkmark}$ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder
• Ceasing to be a Substantial Shareholder/Unitholder
• $\overline{\mathbf{4}}$ . Date of acquisition of or change in interest:
• 21-Jun-2018
• $5.$ Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest $\bigcirc$ (if different from item 4 above, please specify the date):

21-Jun-2018

• $6.$ Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest).
• $7.$ Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	0	1,437,493,128	1,437,493,128
As a percentage of total no. of voting shares/ units:	0	60.55	60.55
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	0	1,437,493,128	1,437,493,128
As a percentage of total no. of voting shares/ units:	0	59.97	59.97

1. Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

	Please refer to the disclosure in Paragraph 9 for CENVIT (Cayman) Company Limited.
10.	Attachments (if any):
	(The total file size for all attachment(s) should not exceed 1MB.)
11.	If this is a replacement of an earlier notification, please provide: SGXNet announcement reference of the first notification which was announced (a)
	on SGXNet (the "Initial Announcement"):
	Date of the Initial Announcement: (b)
	15-digit transaction reference number of the relevant transaction in the Form 3 (c) which was attached in the Initial Announcement:
	12. Remarks (if any):
1.	Substantial Shareholder/Unitholder G 60 Name of Substantial Shareholder/Unitholder:
	CITIC Group Corporation
2.	securities of the Listed Issuer are held solely through fund manager(s)? Yes $\sqrt{ }$ No
3.	Notification in respect of:
	Becoming a Substantial Shareholder/Unitholder
	Ceasing to be a Substantial Shareholder/Unitholder
4.	Date of acquisition of or change in interest:
	21-Jun-2018
	Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the $\sqrt{\phantom{a}}$ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the
5.	change in, interest $\bigcirc$ (if different from item 4 above, please specify the date): 21-Jun-2018

• $6 -$ Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
• $7.$ Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	0	1,437,493,128	1,437,493,128
As a percentage of total no. of voting shares/ units.	0	60.55	60.55
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	0	1,437,493,128	1,437,493,128

1. Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises1

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

$9_z$ Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders1

Please refer to the disclosure in Paragraph 9 for CENVIT (Cayman) Company Limited.

1. Attachments (if any):

(The total file size for all attachment(s) should not exceed 1MB.)

• 1. If this is a replacement of an earlier notification, please provide:
• $(a)$ SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"):

	(b)	Date of the Initial Announcement:
	(c)	15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:
12.		Remarks (if any):

Type of securities which are the subject of the transaction (more than one option may be chosen):
Voting shares/units $\vert!!\sqrt{}\,\vert$
Rights/Options/Warrants over voting shares/units
Convertible debentures over voting shares/units (conversion price known)
Others (please specify):
Number of shares, units, rights, options, warrants and/or principal amount of convertible debentures acquired or disposed of by Substantial Shareholders/Unitholders:
NIL
Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties):
N/A
Circumstance giving rise to the interest or change in interest:
Acquisition of:
Securities via market transaction
Securities via off-market transaction (e.g. married deals)
Securities via physical settlement of derivatives or other securities
Securities pursuant to rights issue
Securities via a placement
Securities following conversion/exercise of rights, options, warrants or other convertibles
Disposal of:
Securities via market transaction
Securities via off-market transaction (e.g. married deals)
Other circumstances:
Acceptance of take-over offer for the Listed Issuer
Corporate action by the Listed Issuer which Substantial Shareholders/Unitholders did not participate ✓ in (please specify):
Arising from the share buyback by the Company of 980,000 shares as announced on 8 June 2018 and the exercise $\vert$ by Dr. Lin Yucheng of 24,000,000 shares under the Company's employee share option scheme as announced on 21 June 2018.
Others (please specify):

Item 5 is to be completed by an individual submitting this notification form on behalf of the Substantial Shareholders/Unitholders.

• 1. Particulars of Individual submitting this notification form to the Listed Issuer:
• Name of Individual: $(a)$

Tricia Teo

$(b)$ Designation (if applicable):

Associate

$(c)$ Name of entity (if applicable): Rajah & Tann Singapore LLP

Transaction Reference Number (auto-generated):

8 3 1 3 3 8 3 4 1 5 4 2 6 6 3
-------------------------------	--	--	--	--	--	--	--	--	--	--	--	--	--	--

Disclosure of Interest/ Changes in Interest of Director/ Chief Executive Officer::Dr Lin Yucheng

Issuer & Securities
Issuer/Manager	CITIC ENVIROTECH LTD.
Securities	CITICENVIR S\$240M3.9%PERPSEC - SG7IA3000003 - 82IB CITIC ENVIROTECH LTD. - SG1DE3000009 - CEE CITICENVIR US\$175M5.45%PERPSEC - XS1326469969 - 38AB
Stapled Security	No

Announcement Details

Announcement Title	Disclosure of Interest/ Changes in Interest of Director/ Chief Executive Officer
Date & Time of Broadcast	22-Jun-2018 18:38:54
Status	New
Announcement Sub Title	Dr Lin Yucheng
Announcement Reference	SG180622OTHRK9VR
Submitted By (Co./ Ind. Name)	Lotus Isabella Lim Mei Hua
Designation	Company Secretary
Description (Please provide a detailed description of the event in the box below Refer to the Online help for the format)	Disclosure of change in interests by a Director of the Company

Additional Details

Person(s) giving notice	Director/Chief Executive Officer who may also be a substantial shareholder/unitholder (Form 1)
Date of receipt of notice by Listed Issuer	22/06/2018
Attachments	CEL-Form1.LYC.pdf if you are unable to view the above file, please click the link below. CEL-Form1.LYC.pdf Total size = $139K$

SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012

NOTIFICATION FORM FOR DIRECTOR/CHIEF EXECUTIVE OFFICER IN RESPECT OF INTERESTS IN SECURITIES

(Electronic Format)

1

FORM

Explanatory Notes

• 1. Please read the explanatory notes carefully before completing this notification form.
• This form is for a Director/Chief Executive Officer ("CEO") to give notice of his interests in the securities of the Listed Issuer under section 133, 137N or 137Y of the Securities and Futures Act (Cap. 289) (the "SFA"). Please note that the requirement to disclose interests in participatory interests applies only to a director and where the Listed Issuer is a Singapore-incorporated company. 2.
• This electronic Form 1 and a separate Form C, containing the particulars and contact details of the Director/CEO, must be completed by the Director/CEO or a person duly authorised by him to do so. The person so authorised should maintain records of information furnished to him by the Director/CEO. 3.
• This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority"). 4.
• A single form may be used by a Director/CEO for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of/of becoming aware of, the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day. 5.
• All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking on the paper clip icon on the bottom left-hand corner or in item 3 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB. 6.
• 1. Except for item 4 of Part III, please select only one option from the relevant check boxes.
• Please note that submission of any false or misleading information is an offence under Part VII of the SFA. 8.
• In this form, the term "Listed Issuer" refers to 9.
• a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange; (a)
• (b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing;
• a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange; (c)
• a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or (d)
• (e) a collective investment scheme that is a trust, that invests primarily in real estate and real estaterelated assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").
• 1. For further instructions and guidance on how to complete this notification form, please refer to section 6 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").

	Part I - General
1.	Name of Listed Issuer:
	CITIC Envirotech Ltd
2.	Type of Listed Issuer:
	✔ Company/Corporation
	Registered/Recognised Business Trust
	Real Estate Investment Trust
3.	Name of Director/CEO:
	Dr Lin Yucheng
4.	Is the Director/CEO also a substantial shareholder/unitholder of the Listed Issuer? Yes ✔ No
5.	Is the Director/CEO notifying in respect of his interests in securities of, or made available by, the Listed Issuer at the time of his appointment? (Please proceed to complete Part II) Yes
	(Please proceed to complete Part III) ✔ No
6.	Date of notification to Listed Issuer:
	21-Jun-2018

	A Date of acquisition of or change in interest:
	21-Jun-2018
	Date on which Director/CEO became aware of the acquisition of, or change in, interest (if different from item 1 above, please specify the date):
	21-Jun-2018
	Explanation (if the date of becoming aware is different from the date of acquisition of, or change in, interest):
	Type of securities which are the subject of the transaction (more than one option may be
	chosen):
	✔ Ordinary voting shares/units of Listed Issuer Other types of shares/units (excluding ordinary voting shares/units) of Listed Issuer
Rights/Options/Warrants over shares/units of Listed Issuer
	Debentures of Listed Issuer
	Rights/Options over debentures of Listed Issuer
	Contracts over shares of the Listed Issuer which Director/CEO is a party to, or under which he is entitled to a benefit, being contracts under which any person has a right to call for or to make delivery of shares in the Listed Issuer
	Participatory interests made available by Listed Issuer
	Others (please specify):
	Number of shares, units, rights, options, warrants, participatory interests and/or principal amount/value of debentures or contracts acquired or disposed of by Director/CEO:
	24,000,000
	Amount of consideration paid or received by Director/CEO (excluding brokerage and stamp duties):
	\$7,008,000

7.	Circumstance giving rise to the interest or change in interest:
	Acquisition of:
	Securities via market transaction
	Securities via off-market transaction (e.g. married deals)
	Securities via physical settlement of derivatives or other securities
	Securities pursuant to rights issue
	Securities via a placement
	Securities following conversion/exercise of rights, options, warrants or other convertibles
	Disposal of:
	Securities via market transaction
	Securities via off-market transaction (e.g. married deals)
	Other circumstances :
	✔ Acceptance of employee share options/share awards
	Vesting of share awards
	Exercise of employee share options
	Acceptance of take-over offer for Listed Issuer
	Corporate action by Listed Issuer (please specify):
	Others (please specify):

1. Quantum of interests in securities held by Director/CEO before and after the transaction. Please complete relevant table(s) below (for example, Table 1 should be completed if the change relates to ordinary voting shares of the Listed Issuer; Table 4 should be completed if the change relates to debentures):

Table 1. Change in respect of ordinary voting shares/units of Listed Issuer

Immediately before the transaction	Direct Interest	Deemed Interest	Total
No. of ordinary voting shares/units held:	8,305,600	85,681,334	93,986,934
As a percentage of total no. of ordinary voting shares/units:	0.35	3.61	3.96
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of ordinary voting shares/units held:	32,305,600	85,681,334	117,986,934

		As a percentage of total no. of ordinary voting shares/units:	1.35	3.57	4.92
9.	Circumstances giving rise to deemed interests (if the interest is such): [You may attach a chart(s) in item 10 to illustrate how the Director/CEO's deemed interest, as set out in item 8 tables 1 to 8, arises]
		Dr Lin Yucheng is deemed interested in the shares held under Green Resources Limited.
10.	Attachments (if any):
		(The total file size for all attachment(s) should not exceed 1MB.)
11.		If this is a replacement of an earlier notification, please provide:
	(a)	SGXNet announcement reference of the first notification which was announced on SGXNet (the "Initial Announcement"):
	(b)	Date of the Initial Announcement:
	(c)	15-digit transaction reference number of the relevant transaction in the Form 1 which was attached in the Initial Announcement:
12.		Remarks (if any):
		Transaction Reference Number (auto-generated):
6	8 7	0 9 9 2 4 3 6 4 3 9 5 8
		Additional transaction (Transaction "B", "C", etc) by the same Director/CEO where the information in Part I is the same for the additional transaction
			Add New Part III Transaction
		Item 13 is to be completed by an individual submitting this notification form on behalf of the Director/CEO.
13. Particulars of Individual submitting this notification form to the Listed Issuer:
	(a)	Name of Individual:

Dr Lin Yucheng

• (b) Designation (if applicable):
• (c) Name of entity (if applicable):