CITIC Limited — Director's Dealing 2018

Oct 3, 2018

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

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OVERSEAS REGULATORY ANNOUNCEMENTS

Please refer to the attached documents dated 3 October 2018 released by CITIC Envirotech Ltd. (a subsidiary of CITIC Limited) to Singapore Exchange Limited in relation to the following:-

1. Disclosure of Interest/Changes in Interest of Director/Chief Executive Officer: Disclosure of a change in interest - Dr Lin Yucheng; and

2. Disclosure of Interest/Changes in Interest of Substantial Shareholder(s)/Unitholder(s): Disclosure of change in interests - CENVIT (Cayman) Company Limited.

Hong Kong, 3 October 2018

As at the date of this announcement, the executive directors of CITIC Limited are Mr Chang Zhenming (Chairman), Mr Wang Jiong, Ms Li Qingping and Mr Pu Jian; the non-executive directors of CITIC Limited are Mr Song Kangle, Ms Yan Shuqin, Mr Liu Zhuyu, Mr Peng Yanxiang, Mr Liu Zhongyuan, Mr Yang Xiaoping and Mr Wu Youguang; and the independent non-executive directors of CITIC Limited are Mr Francis Siu Wai Keung, Dr Xu Jinwu, Mr Anthony Francis Neoh, Ms Lee Boo Jin, Mr Paul Chow Man Yiu and Mr Shohei Harada.

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SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012

FORM

1

NOTIFICATION FORM FOR DIRECTOR/CHIEF EXECUTIVE OFFICER IN RESPECT OF INTERESTS IN SECURITIES

(Electronic Format)

Explanatory Notes

2. Please read the explanatory notes carefully before completing this notification form.

3. This form is for a Director/Chief Executive Officer (“CEO”) to give notice of his interests in the securities of the Listed Issuer under section 133, 137N or 137Y of the Securities and Futures Act (Cap. 289) (the “SFA”). Please note that the requirement to disclose interests in participatory interests applies only to a director and where the Listed Issuer is a Singapore-incorporated company.

4. This electronic Form 1 and a separate Form C, containing the particulars and contact details of the Director/CEO, must be completed by the Director/CEO or a person duly authorised by him to do so. The person so authorised should maintain records of information furnished to him by the Director/CEO.

5. This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").

6. A single form may be used by a Director/CEO for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of/of becoming aware of, the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.

7. All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking on the paper clip icon on the bottom left-hand corner or in item 3 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB.

8. Except for item 4 of Part III, please select only one option from the relevant check boxes.

9. Please note that submission of any false or misleading information is an offence under Part VII of the SFA.

11. In this form, the term “Listed Issuer” refers to –

12. (a) a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange;

13. (b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing;

14. (c) a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange;

15. (d) a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or

16. (e) a collective investment scheme that is a trust, that invests primarily in real estate and real estaterelated assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing (“Real Estate Investment Trust”).

17. For further instructions and guidance on how to complete this notification form, please refer to section 6 of the User Guide on Electronic Notification Forms which can be accessed at the Authority’s Internet website at http://www.mas.gov.sg (under “Regulations and Financial Stability”, "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").

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Part I - General

1. Name of Listed Issuer:

CITIC Envirotech Ltd

1. Type of Listed Issuer:

2. ✔ Company/Corporation

Registered/Recognised Business Trust

Real Estate Investment Trust

1. Name of Director/CEO:

Dr Lin Yucheng

1. Is the Director/CEO also a substantial shareholder/unitholder of the Listed Issuer? Yes

2. ✔ No

3. Is the Director/CEO notifying in respect of his interests in securities of, or made available by, the Listed Issuer at the time of his appointment?

4. Yes (Please proceed to complete Part II)

5. ✔ No (Please proceed to complete Part III)

6. Date of notification to Listed Issuer:

02-Oct-2018

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FORM 1/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Part III - For an incumbent Director/CEO giving notice of an acquisition of, or a change in his interest in, securities of or made available by the Listed Issuer

Transaction A

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1. Date of acquisition of or change in interest:

2. 02-Oct-2018

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1. Date on which Director/CEO became aware of the acquisition of, or change in, interest ( if different from item 1 above, please specify the date ):

2. 02-Oct-2018

3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or change in, interest ):

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1. Type of securities which are the subject of the transaction (more than one option may be chosen):

✔ Ordinary voting shares/units of Listed Issuer

• Other types of shares/units ( excluding ordinary voting shares/units ) of Listed Issuer

Rights/Options/Warrants over shares/units of Listed Issuer Debentures of Listed Issuer

Rights/Options over debentures of Listed Issuer Contracts over shares of the Listed Issuer which Director/CEO is a party to, or under which he is entitled to a benefit, being contracts under which any person has a right to call for or to make delivery of shares in the Listed Issuer

• Participatory interests made available by Listed Issuer

Others ( please specify ):

1. Number of shares, units, rights, options, warrants, participatory interests and/or principal amount/value of debentures or contracts acquired or disposed of by Director/CEO:

28,560,000

1. Amount of consideration paid or received by Director/CEO ( excluding brokerage and stamp duties ):

20,346,144

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FORM 1/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

7. Circumstance giving rise to the interest or change in interest: Acquisition of:

Securities via market transaction

Securities via off-market transaction ( e.g. married deals ) Securities via physical settlement of derivatives or other securities Securities pursuant to rights issue Securities via a placement

Securities following conversion/exercise of rights, options, warrants or other convertibles

Disposal of:

Securities via market transaction

• ✔ Securities via off-market transaction ( e.g. married deals )

Other circumstances :

Acceptance of employee share options/share awards

Vesting of share awards Exercise of employee share options Acceptance of take-over offer for Listed Issuer Corporate action by Listed Issuer ( please specify ):

Others ( please specify ):

1. Quantum of interests in securities held by Director/CEO before and after the transaction. Please complete relevant table(s) below ( for example, Table 1 should be completed if the change relates to ordinary voting shares of the Listed Issuer; Table 4 should be completed if the change relates to debentures ):

Table 1. Change in respect of ordinary voting shares/units of Listed Issuer

Immediately before the transaction	Direct Interest	Deemed Interest	Total
No. of ordinary voting shares/units held:	32,305,600	85,681,334	117,986,934
As a percentage of total no. of ordinary voting shares/units:	1.35	3.57	4.92
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of ordinary voting shares/units held:	32,305,600	57,121,334	89,426,934

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FORM 1/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

3.7

As a percentage of total no. of ordinary voting shares/units:

1.34

2.36

1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart(s) in item 10 to illustrate how the Director/CEO's deemed interest, as set out in item 8 tables 1 to 8, arises]

Dr Lin Yucheng deemed the interests held by Green Resources Limited.

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1. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

1. If this is a replacement of an earlier notification, please provide:

2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

3. (b) Date of the Initial Announcement:

4. (c) 15-digit transaction reference number of the relevant transaction in the Form 1 which was attached in the Initial Announcement:

5. Remarks ( if any ):

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Transaction Reference Number ( auto-generated ):

571294343743222

Additional transaction (Transaction "B", "C", etc) by the same Director/CEO where the information in Part I is the same for the additional transaction

Add New Part III Transaction

Item 13 is to be completed by an individual submitting this notification form on behalf of the Director/CEO.

1. Particulars of Individual submitting this notification form to the Listed Issuer:

2. (a) Name of Individual:

Dr Lin Yucheng

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FORM 1/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

(b) Designation ( if applicable ): Director

• (c) Name of entity ( if applicable ):

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FORM 1/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012

FORM

3

NOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/ UNITHOLDER(S) IN RESPECT OF INTERESTS IN SECURITIES

(Electronic Format)

Explanatory Notes

1. Please read the explanatory notes carefully before completing the notification form.

2. This form is for a Substantial Shareholder(s)/Unitholder(s) to give notice under section 135, 136, 137, 137J (as applicable to sections 135, 136 and 137) or 137U (as applicable to sections 135, 136 and 137) of the Securities and Futures Act (the "SFA").

3. This electronic Form 3 and a separate Form C, containing the particulars and contact details of the Substantial Shareholder(s)/Unitholder(s), must be completed by the Substantial Shareholder(s)/ Unitholder(s) or a person duly authorised by the Substantial Shareholder(s)/Unitholder(s) to do so. The person so authorised should maintain records of information furnished to him by the Substantial Shareholder(s)/Unitholder(s).

4. This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").

5. Where a transaction results in similar notifiable obligations on the part of more than one Substantial Shareholder/Unitholder, all of these Substantial Shareholders/Unitholders may give notice using the same notification form.

6. A single form may be used by a Substantial Shareholder/Unitholder for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of becoming aware of the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.

7. All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking the paper clip icon on the bottom left-hand corner or in item 11 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB.

8. Except for item 5 of Part II and item 1 of Part IV, please select only one option from the relevant check boxes.

9. Please note that submission of any false or misleading information is an offence under Part VII of the SFA.

10. In this form, the term "Listed Issuer" refers to -

11. (a) a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange;

12. (b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange,such listing being a primary listing;

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• (c) a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange;

• (d) a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or

• (e) a collective investment scheme that is a trust, that invests primarily in real estate and real estaterelated assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").

• For further instructions and guidance on how to complete this notification form, please refer to section 7 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").

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Part I - General

1. Name of Listed Issuer:

CITIC Envirotech Ltd.

2. Type of Listed Issuer:

• ✔ Company/Corporation

Registered/Recognised Business Trust

Real Estate Investment Trust

1. Is more than one Substantial Shareholder/Unitholder giving notice in this form?

2. No (Please proceed to complete Part II)

3. ✔ Yes (Please proceed to complete Parts III & IV)

4. Date of notification to Listed Issuer:

03-Oct-2018

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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Part III - Substantial Shareholder(s)/Unitholder(s) Details

[To be used for multiple Substantial Shareholders/Unitholders to give notice]

Substantial Shareholder/Unitholder A

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1. Name of Substantial Shareholder/Unitholder:

CENVIT (Cayman) Company Limited

1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

2. Yes

3. ✔ No

4. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

• ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder

• Date of acquisition of or change in interest:

02-Oct-2018

1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

2. 02-Oct-2018

3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	1,237,687,284	66,601,000	1,304,288,284
As a percentage of total no. of voting shares/ units:	51.16	2.75	53.91
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	1,304,288,284	0	1,304,288,284
As a percentage of total no. of voting shares/ units:	53.91	0	53.91

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

CITIC Group Corporation (“CITIC Group”) is the parent company of CITIC Limited (“CITIC”), which is the parent company of CITIC Corporation Limited (“CITIC Corporation”), which is the parent company of CITIC Environment Investment Group Co., Ltd. (“CITIC Environment Investment”), which is the parent company of CITIC Environment (International) Company Limited (“CITIC Environment International”), which controls CKM (Cayman) Company Limited (“CKM”). CKM has three wholly owned subsidiaries, CENVIT (Cayman) Company Limited, Green Resources Limited (“Green Resources”) and P&L Capital Limited (“P&L Capital”), which in turn hold 1,237,687,284 shares in CITIC Envirotech Ltd. (“Company”), 85,681,334 Company shares and 114,125, 510 Company shares, respectively.

The current shareholdings arise from a consortium agreement dated 11 November 2014 (“Consortium Agreement”) made, amongst others, CKM, CITIC Environment International, CITIC Environment Investment, Dr Lin Yucheng (“Dr Lin”) and Ms Pan Shuhong (“Ms Pan”), in relation to the previous voluntary conditional cash offer for shares in the Company by CKM announced on 5 March 2015. Pursuant to a transaction agreement dated 3 September 2018 (“Supplemental Agreement”) and completed on 2 October 2018, which is supplemental to the Consortium Agreement, the parties have agreed to streamline their shareholdings in the Company, such that: (a) Dr Lin and Ms Pan have ceased to have any interests in CKM; (b) CKM has ceased to have any interest in Green Resources and P&L Capital, which have been transferred to Dr Lin and Ms Pan, respectively; (c) Green Resources has transferred 28,560,000 Company shares to CENVIT at the effective price of S$0.7124 per Company share; and (d) P&L Capital has transferred 38,041,000 Company shares to CENVIT at the same effective price.

Upon completion of the Supplemental Agreement, CENVIT currently has a direct interest in the aggregate 1,304,288,284 Company shares which have been transferred to it from Green Resources and P&L Capital. CKM, CITIC Environment International, CITIC Environment Investment, CITIC Corporation and CITIC Group have a deemed interest in these 1,304,288,284 Company shares.

1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to paragraph 8 above.

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1. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

1. If this is a replacement of an earlier notification, please provide:

2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

(b) Date of the Initial Announcement:

(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

1. Remarks ( if any ):

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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Substantial Shareholder/Unitholder B

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1. Name of Substantial Shareholder/Unitholder:

CKM (Cayman) Company Limited

1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

2. Yes

3. ✔ No

4. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

• ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder

• Date of acquisition of or change in interest:

02-Oct-2018

1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

2. 02-Oct-2018

3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	0	1,437,687,284	1,437,687,284
As a percentage of total no. of voting shares/ units:	0	59.41	59.41
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	0	1,304,288,284	1,304,288,284

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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As a percentage of total no. of voting shares/ 0 53.91	As a percentage of total no. of voting shares/ 0 53.91	53.91
units:
8.	Circumstances giving rise to deemed interests (if the interest is such):
	[You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed
	interest arises]
	Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders] Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

2. Attachments ( if any ): (The total file size for all attachment(s) should not exceed 1MB.)

3. If this is a replacement of an earlier notification, please provide: (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

(b) Date of the Initial Announcement: (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

1. Remarks ( if any ):

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Substantial Shareholder/Unitholder C

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FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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1. Name of Substantial Shareholder/Unitholder:

CITIC Environment (International) Company Limited

1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes

2. ✔ No

3. Notification in respect of:

4. Becoming a Substantial Shareholder/Unitholder

5. ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder

6. Date of acquisition of or change in interest:

02-Oct-2018

1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 02-Oct-2018

2. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	0	1,437,687,284	1,437,687,284
As a percentage of total no. of voting shares/ units:	0	59.41	59.41
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	0	1,304,288,284	1,304,288,284
As a percentage of total no. of voting shares/ units:	0	53.91	53.91

1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

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10. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

1. If this is a replacement of an earlier notification, please provide:

2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

3. (b) Date of the Initial Announcement:

4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

5. Remarks ( if any ):

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Substantial Shareholder/Unitholder D

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1. Name of Substantial Shareholder/Unitholder:

CITIC Environment Investment Group Co., Ltd.

1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes

2. ✔ No

3. Notification in respect of:

4. Becoming a Substantial Shareholder/Unitholder

5. ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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1. Date of acquisition of or change in interest:

02-Oct-2018

1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

2. 02-Oct-2018

3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	0	1,437,687,284	1,437,687,284
As a percentage of total no. of voting shares/ units:	0	59.41	59.41
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	0	1,304,288,284	1,304,288,284
As a percentage of total no. of voting shares/ units:	0	53.91	53.91

1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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10. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

1. If this is a replacement of an earlier notification, please provide:

2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

3. (b) Date of the Initial Announcement:

4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

5. Remarks ( if any ):

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Substantial Shareholder/Unitholder E

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1. Name of Substantial Shareholder/Unitholder:

CITIC Corporation Limited

1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

   • Yes

2. ✔ No

3. Notification in respect of: Becoming a Substantial Shareholder/Unitholder

4. ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

   • Ceasing to be a Substantial Shareholder/Unitholder

5. Date of acquisition of or change in interest:

02-Oct-2018

1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

02-Oct-2018

1. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	0	1,437,687,284	1,437,687,284
As a percentage of total no. of voting shares/ units:	0	59.41	59.41
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	0	1,304,288,284	1,304,288,284
As a percentage of total no. of voting shares/ units:	0	53.91	53.91

1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

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1. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

1. If this is a replacement of an earlier notification, please provide:

2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

3. (b) Date of the Initial Announcement:

4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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12. Remarks ( if any ):

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Substantial Shareholder/Unitholder F

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1. Name of Substantial Shareholder/Unitholder:

CITIC Limited

1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

2. Yes

3. ✔ No

4. Notification in respect of:

5. Becoming a Substantial Shareholder/Unitholder

6. ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder

7. Date of acquisition of or change in interest:

02-Oct-2018

1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ):

2. 02-Oct-2018

3. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	0	1,437,687,284	1,437,687,284
As a percentage of total no. of voting shares/ units:	0	59.41	59.41
Immediately after the transaction	Direct Interest	Deemed Interest	Total

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	0	1,304,288,284	1,304,288,284
As a percentage of total no. of voting shares/ units:	0	53.91	53.91

1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

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10. Attachments ( if any ):

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(The total file size for all attachment(s) should not exceed 1MB.)

1. If this is a replacement of an earlier notification, please provide:

2. (a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

3. (b) Date of the Initial Announcement:

4. (c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

5. Remarks ( if any ):

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Substantial Shareholder/Unitholder

G

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FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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1. Name of Substantial Shareholder/Unitholder:

CITIC Group Corporation

1. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)? Yes

2. ✔ No

3. Notification in respect of:

4. Becoming a Substantial Shareholder/Unitholder

5. ✔ Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder Ceasing to be a Substantial Shareholder/Unitholder

6. Date of acquisition of or change in interest:

02-Oct-2018

1. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest ( if different from item 4 above, please specify the date ): 02-Oct-2018

2. Explanation ( if the date of becoming aware is different from the date of acquisition of, or the change in, interest ):

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1. Quantum of total voting shares/units ( including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known} ) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:	0	1,437,687,284	1,437,687,284
As a percentage of total no. of voting shares/ units:	0	59.41	59.41
Immediately after the transaction	Direct Interest	Deemed Interest	Total
No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :	0	1,304,288,284	1,304,288,284
As a percentage of total no. of voting shares/ units:	0	53.91	53.91

1. Circumstances giving rise to deemed interests ( if the interest is such ): [You may attach a chart in item 10 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

1. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 10 to show the relationship between the Substantial Shareholders/ Unitholders]

Please refer to the disclosure in Paragraph 8 for CENVIT (Cayman) Company Limited.

1. Attachments ( if any ): (The total file size for all attachment(s) should not exceed 1MB.)

2. If this is a replacement of an earlier notification, please provide:

(a) SGXNet announcement reference of the first notification which was announced on SGXNet ( the "Initial Announcement" ):

(b) Date of the Initial Announcement:

(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

1. Remarks ( if any ):

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FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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Part IV - Transaction details

1. Type of securities which are the subject of the transaction (more than one option may be chosen):

2. ✔ Voting shares/units

Rights/Options/Warrants over voting shares/units

Convertible debentures over voting shares/units ( conversion price known )

  - Others ( _please specify_ ):

1. Number of shares, units, rights, options, warrants and/or principal amount of convertible debentures acquired or disposed of by Substantial Shareholders/Unitholders:

2. 66,601,000

3. Amount of consideration paid or received by Substantial Shareholders/Unitholders ( excluding brokerage and stamp duties ):

S$47,446,552.40

1. Circumstance giving rise to the interest or change in interest:

Acquisition of:

Securities via market transaction

• ✔ Securities via off-market transaction ( e.g. married deals )

• Securities via physical settlement of derivatives or other securities

• Securities pursuant to rights issue

Securities via a placement

Securities following conversion/exercise of rights, options, warrants or other convertibles

Disposal of:

Securities via market transaction

Securities via off-market transaction ( e.g. married deals )

Other circumstances:

Acceptance of take-over offer for the Listed Issuer

Corporate action by the Listed Issuer which Substantial Shareholders/Unitholders did not participate in ( please specify ):

Others ( please specify ):

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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Item 5 is to be completed by an individual submitting this notification form on behalf of the Substantial Shareholders/Unitholders.

1. Particulars of Individual submitting this notification form to the Listed Issuer:

2. (a) Name of Individual:

Tricia Teo

• (b) Designation ( if applicable ):

Associate

• (c) Name of entity ( if applicable ):

Rajah & Tann Singapore LLP

Transaction Reference Number (auto-generated): 4 4 3 5 3 6 3 4 3 0 6 1 0 9 3

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

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