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Chubb Ltd — Director's Dealing 2022
Jan 11, 2022
29852_dirs_2022-01-11_b993bd44-e397-47f6-b7c3-8ba4f168aebe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Chubb Ltd (CB)
CIK: 0000896159
Period of Report: 2022-01-07
Reporting Person: Lupica John J (Vice Chrm, Chubb Group*)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-07 | Common Shares | M | 16882 | $85.39 | Acquired | 158971.2 | Direct |
| 2022-01-07 | Common Shares | S | 16882 | $200.00 | Disposed | 142089.2 | Direct |
| 2022-01-10 | Common Shares | M | 1171 | $85.39 | Acquired | 143260.2 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-07 | Options to Acquire Common Shares | $85.39 | M | 16882 | Disposed | 2023-02-28 | Common Shares (16882) | Direct |
| 2022-01-10 | Options to Acquire Common Shares | $85.39 | M | 1171 | Disposed | 2023-02-28 | Common Shares (1171) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 78700 | Indirect |
| Common Shares | 10000 | Indirect |
Footnotes
F1: These options were exercised and the resulting shares were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: Total includes 157 shares purchased on 6/30/2021 pursuant to the Chubb Ltd. Employee Stock Purchase Plan which meets the requirements of rule 16b-3.
F3: These options were exercised in compliance with a qualified plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F4: The stock options vested in equal installments on February 28, 2014, February 28, 2015 and February 28, 2016.
F5: Total includes options from other tranches with different exercise prices, vesting and expiration dates.
F6: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting and expiration dates.