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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2021
Jan 20, 2021
30080_dirs_2021-01-20_94e89277-5fd5-4e03-94fb-78ac7cfecc29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2021-01-15
Reporting Person: DiGeronimo Richard J (Chief Product and Tech Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-16 | Class A Common Stock | M | 708 | $625.55 | Acquired | 4843 | Direct |
| 2021-01-16 | Class A Common Stock | F | 337 | $625.55 | Disposed | 4506 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-15 | Stock Options | $625.55 | A | 21212 | Acquired | 2031-01-15 | Class A Common Stock (21212.0) | Direct |
| 2021-01-15 | Restricted Stock Units | $ | A | 639 | Acquired | Class A Common Stock (639.0) | Direct | |
| 2021-01-16 | Restricted Stock Units | $ | M | 708 | Disposed | Class A Common Stock (708.0) | Direct |
Footnotes
F1: Restricted Stock Units granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on January 16, 2021.
F2: Withholding of securities for the purpose of paying taxes.
F3: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F4: Restricted Stock Unit grant - price and expiration date not applicable.
F5: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.