Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2021

Jan 20, 2021

30080_dirs_2021-01-20_588be2c6-ed13-41ac-81f3-d3b48d72ed3d.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2021-01-15

Reporting Person: Howard Kevin D (EVP/CAO/Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-16 Class A Common Stock M 584 $625.55 Acquired 4291 Direct
2021-01-16 Class A Common Stock F 271 $625.55 Disposed 4020 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-15 Stock Options $625.55 A 5303 Acquired 2031-01-15 Class A Common Stock (5303.0) Direct
2021-01-15 Restricted Stock Units $ A 160 Acquired Class A Common Stock (160.0) Direct
2021-01-16 Restricted Stock Units $ M 584 Disposed Class A Common Stock (584.0) Direct

Footnotes

F1: Restricted Stock Units granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on January 16, 2021.

F2: Withholding of securities for the purpose of paying taxes.

F3: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F4: Restricted Stock Unit grant - price and expiration date not applicable.

F5: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.