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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2021
Jan 20, 2021
30080_dirs_2021-01-20_6a8c6161-e988-494d-9c94-90002ce56281.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2021-01-15
Reporting Person: Rutledge Thomas (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-19 | Class A Common Stock | G | 92849 | — | Disposed | 255839 | Direct |
| 2020-11-23 | Class A Common Stock | G | 46607 | — | Disposed | 209232 | Direct |
| 2020-12-07 | Class A Common Stock | J | 150000 | — | Disposed | 59232 | Direct |
| 2020-12-07 | Class A Common Stock | J | 150000 | — | Acquired | 150000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-15 | Stock Options | $625.55 | A | 176770 | Acquired | 2031-01-15 | Class A Common Stock (176770.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 90167 | Indirect |
Footnotes
F1: Charitable gift
F2: On December 7, 2020, the reporting person transferred 150,000 shares to his 2020 GRAT.
F3: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
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