CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2021

Jan 20, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2021-01-15

Reporting Person: Winfrey Christopher L (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-09	Class A Common Stock	J	9973	—	Disposed	47610	Indirect
2020-12-09	Class A Common Stock	J	9973	—	Acquired	37107	Direct
2020-12-31	Class A Common Stock	J	47610	—	Disposed	0	Indirect
2020-12-31	Class A Common Stock	J	47610	—	Acquired	82518	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-15	Stock Options	$625.55	A	31819	Acquired	2031-01-15	Class A Common Stock (31819.0)	Direct
2021-01-15	Restricted Stock Units	$	A	959	Acquired		Class A Common Stock (959.0)	Direct
2021-01-15	Stock Options	$150.88	J	2098	Disposed	2024-01-15	Class A Common Stock (2098.0)	Indirect
2021-01-15	Stock Options	$150.88	J	2098	Acquired	2024-01-15	Class A Common Stock (2098.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	34909	Indirect
Class A Common Stock	945	Indirect
Class A Common Stock	20674	Indirect

Footnotes

F1: On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust.

F2: On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust.

F3: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F4: Restricted Stock Unit grant - price and expiration date not applicable.

F5: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F6: Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F7: On January 15, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,098 options to the reporting person.