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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2021
Mar 13, 2021
30080_dirs_2021-03-12_c176a95e-6cf5-4935-b0cc-9df0ea2dd109.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: COMSCORE, INC. (SCOR)
CIK: 0001158172
Period of Report: 2021-03-10
Reporting Person: CHARTER COMMUNICATIONS, INC. /MO/ (10% Owner)
Reporting Person: Charter Communications Holding Company, LLC (10% Owner)
Reporting Person: SPECTRUM MANAGEMENT HOLDING COMPANY, LLC (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series B Convertible Preferred Stock | $2.4719 | Common Stock (27509203) | Indirect |
Footnotes
F1: Shares of Series B Convertible Preferred Stock of Comscore, Inc. (the "Company") are convertible, at the holder's election, at the conversion rate (as defined in the Company's certificate of designation of Series B Convertible Preferred Stock (the "Certificate of Designation")), which will initially be one-to-one; provided that the holder receives cash in lieu of fractional shares (if any). The Series B Convertible Preferred Stock have no expiration date.
F2: Represents the amount of Common Stock initially issuable upon conversion of the Series B Preferred Stock on the date of event requiring this report. The holders of Series B Preferred Stock are entitled to participate in all dividends declared on the Common Stock on an as-converted basis and are also entitled to a cumulative dividend at the rate of 7.5% per annum.
F3: Subject to adjustment, as described in the Certificate of Designation.
F4: Charter Communications Holding Company, LLC ("Holdings") is the record holder of the reported shares. Spectrum Management Holding Company, LLC ("Spectrum Management") is the controlling parent company of Holdings. Charter Communications Holdings, LLC ("CCH") is the controlling parent company of Spectrum Management. CCH II, LLC ("CCH II") is the controlling parent company of CCH. Charter Communications, Inc. is the controlling parent company of CCH II.