CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2021

Apr 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2021-04-15

Reporting Person: ADVANCE/NEWHOUSE PARTNERSHIP (Director, 10% Owner)
Reporting Person: ADVANCE LONG-TERM MANAGEMENT TRUST (Director, 10% Owner)
Reporting Person: NEWHOUSE BROADCASTING CORP (Director, 10% Owner)
Reporting Person: ADVANCE PUBLICATIONS, INC (Director, 10% Owner)
Reporting Person: NEWHOUSE FAMILY HOLDINGS, L.P. (Director, 10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-15	Class B Common Units of Charter Communications Holdings, LLC	$	D	120513	Disposed		Charter Communications Class A Common Stock (120513)	Indirect

Footnotes

F1: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.

F2: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended and in accordance with that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N ("Repurchase Agreement"). The monthly Charter Repurchase Notice (as such term is defined in the Repurchase Agreement) with respect to the Reporting Persons' sale of its Class B Common Units for the month of April was given by the Issuer in two separate notices, dated April 1, 2021 and April 9, 2021, respectively. The sale of Class B Common Units by the Reporting Persons pursuant to the April 1, 2021 Charter Repurchase Notice was disclosed on the Form 4 filing, dated April 7, 2021 and the sale of Class B Common Units by the Reporting Persons pursuant to the April 9 2021 Charter Repurchase Notice is disclosed herein.

F3: Represents the per share price such that the average per share price with respect to all of the Class B Common Units sold by the Reporting Persons pursuant to the April 1, 2021 Charter Repurchase Notice and the April 9, 2021 Charter Repurchase Notice equals the Average Public Per Share Repurchase Price (as such term is defined in Annex A to the Repurchase Agreement).