CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2021

Apr 27, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2021-04-26

Reporting Person: Rutledge Thomas (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-26	Class A Common Stock	M	60282	$654.87	Acquired	119514	Direct
2021-04-26	Class A Common Stock	F	27935	$654.87	Disposed	91579	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-26	Restricted Stock Units	$	M	60282	Disposed		Class A Common Stock (60282.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	150000	Indirect
Class A Common Stock	90167	Indirect

Footnotes

F1: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). The merger exchange ratio of .9042 was applied to the number of shares and per-share price hurdles. One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

F2: Withholding of securities for the purpose of paying taxes.

F3: Restricted Stock Units convert into common stock on a one-for-one basis.