CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2021

May 20, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2021-05-18

Reporting Person: Dykhouse Richard R (EVP/Gen Counsel/Corp Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-18	Class A Common Stock	M	14439	$183.87	Acquired	14439	Direct
2021-05-18	Class A Common Stock	F	8737	$683.43	Disposed	5702	Direct
2021-05-18	Class A Common Stock	M	15000	$221.2475	Acquired	20702	Direct
2021-05-18	Class A Common Stock	F	9555	$683.91	Disposed	11147	Direct
2021-05-18	Class A Common Stock	S	11147	$683.2015	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-05-18	Stock Options	$183.87	M	14439	Disposed	2026-01-15	Class A Common Stock (14439.0)	Direct
2021-05-18	Stock Options	$221.2475	M	15000	Disposed	2026-06-17	Class A Common Stock (15000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	6383	Indirect

Footnotes

F1: Exercise of Stock Options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2019. Such options would have terminated 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement.

F2: Withholding of securities for the purpose of paying the exercise price and paying taxes.

F3: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 30,742 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 30,743 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $682.76 to $683.61, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5: By revocable trust for the benefit of the reporting person's spouse.