CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2021

Jun 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2021-06-17

Reporting Person: Hargis Jonathan (EVP/Chief Marketing Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-05	Class A Common Stock	G	5000	—	Disposed	3559	Direct
2021-06-17	Class A Common Stock	M	8373	$691.87	Acquired	11932	Direct
2021-06-17	Class A Common Stock	F	4028	$691.87	Disposed	7904	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-17	Restricted Stock Units	$	M	8373	Disposed		Class A Common Stock (8373.0)	Direct

Footnotes

F1: Charitable gift.

F2: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

F3: Withholding of securities for the purpose of paying taxes.

F4: Restricted Stock Units convert into common stock on a one-for-one basis.