CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2021

Jun 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2021-06-17

Reporting Person: Bickham John (President and COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-17	Class A Common Stock	M	21768	$691.87	Acquired	52898	Direct
2021-06-17	Class A Common Stock	F	10088	$691.87	Disposed	42810	Direct
2021-06-17	Class A Common Stock	M	5025	$691.87	Acquired	47835	Direct
2021-06-17	Class A Common Stock	F	2329	$691.87	Disposed	45506	Direct
2021-06-17	Class A Common Stock	S	14376	$685.1267	Disposed	31130	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-17	Restricted Stock Units	$	M	21768	Disposed		Class A Common Stock (21768.0)	Direct
2021-06-17	Restricted Stock Units	$	M	5025	Disposed		Class A Common Stock (5025.0)	Direct

Footnotes

F1: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

F2: Includes shares held jointly with Kathy L. Bickham.

F3: Withholding of securities for the purpose of paying taxes.

F4: Vesting of portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of 6/17/2016 subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

F5: Shares sold pursuant to a 10b5-1 plan.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $680.41 to $690.22, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F7: Restricted Stock Units convert into common stock on a one-for-one basis.