CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2021

Jul 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2021-07-15

Reporting Person: Winfrey Christopher L (Chief Financial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-07	Stock Options	$221.248	J	165770	Disposed	2026-06-17	Class A Common Stock (165770.0)	Direct
2021-07-07	Stock Options	$221.248	J	165770	Acquired	2026-06-17	Class A Common Stock (165770.0)	Indirect
2021-07-15	Stock Options	$704.205	A	5176	Acquired	2031-07-15	Class A Common Stock (5176.0)	Direct
2021-07-15	Restricted Stock Units	$	A	160	Acquired		Class A Common Stock (160.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$221.248	2026-06-17	Class A Common Stock (165770.0)	165770	Indirect
Stock Options	$221.248	2026-06-17	Class A Common Stock (66308.0)	66308	Indirect
Stock Options	$221.248	2026-06-17	Class A Common Stock (99461.0)	99461	Indirect

Footnotes

F1: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2: On July 7, 2021 the reporting person transferred 165,770 stock options to the Christopher L. Winfrey 2021 GRAT 1.

F3: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F4: Restricted Stock Unit grant - price and expiration date not applicable.

F5: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15, 2024. This grant reflects a top up of the previously awarded annual equity award.