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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2021
Oct 21, 2021
30080_dirs_2021-10-21_5fe21cbc-7ebd-4cb8-a794-13bcd437fc76.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2021-10-19
Reporting Person: Fischer Jessica M (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 387 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A Common Stock (545.0) | Direct | ||
| Stock Options | $292.31 | 2029-01-15 | Class A Common Stock (5765.0) | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (311.0) | Direct | ||
| Stock Options | $512.0575 | 2030-01-15 | Class A Common Stock (3289.0) | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (255.0) | Direct | ||
| Stock Options | $625.55 | 2031-01-15 | Class A Common Stock (2815.0) | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (139.0) | Direct | ||
| Stock Options | $621.71 | 2031-02-05 | Class A Common Stock (4610.0) | Direct |
Footnotes
F1: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2022.
F2: Restricted Stock Unit Grant - price and expiration date not applicable.
F3: Stock Options granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, January 15, 2022. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.
F4: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023.
F5: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, January 15, 2023. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.
F6: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.
F7: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F8: Restricted Stock Units granted on February 5, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, February 5, 2024.
F9: Stock Options granted on February 5, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, February 5, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.