CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2021

Oct 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2021-10-19

Reporting Person: Winfrey Christopher L (Chief Operating Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-16	Stock Options	$221.248	J	31981	Disposed	2026-06-17	Class A Common Stock (31981.0)	Indirect
2021-08-16	Stock Options	$221.248	J	31981	Acquired	2026-06-17	Class A Common Stock (31981.0)	Direct
2021-08-16	Stock Options	$183.87	J	23575	Disposed	2026-01-15	Class A Common Stock (23575.0)	Indirect
2021-08-16	Stock Options	$183.87	J	23575	Acquired	2026-01-15	Class A Common Stock (23575.0)	Direct
2021-10-19	Stock Options	$714.985	A	3099	Acquired	2031-10-19	Class A Common Stock (3099.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$221.248	2026-06-17	Class A Common Stock (66308.0)	66308	Indirect
Stock Options	$221.248	2026-06-17	Class A Common Stock (165770.0)	165770	Indirect
Stock Options	$221.248	2026-06-17	Class A Common Stock (99461.0)	99461	Indirect

Footnotes

F1: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2: On August 16, 2021 the reporting person transferred 31,981 stock options from the Christopher L. Winfrey 2020 GRAT I to himself directly.

F3: Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019

F4: On August 16, 2021 the reporting person transferred 23,575 stock options from the Christopher L. Winfrey 2019 GRAT I to himself directly.

F5: Stock Options granted on October 19, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, October 19, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.