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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2020
Feb 25, 2020
30080_dirs_2020-02-25_792e5788-2c2f-4d1f-9c03-33f0b22bc5a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2020-02-21
Reporting Person: Winfrey Christopher L (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-21 | Class A Common Stock | M | 6139 | $533.84 | Acquired | 35260 | Direct |
| 2020-02-21 | Class A Common Stock | F | 3007 | $533.84 | Disposed | 32253 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-21 | Restricted Stock Units | $ | M | 6139 | Disposed | Class A Common Stock (6139.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 27126 | Indirect |
| Class A Common Stock | 34908 | Indirect |
| Class A Common Stock | 34909 | Indirect |
| Class A Common Stock | 945 | Indirect |
Footnotes
F1: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.
F2: Withholding of securities for the purpose of paying taxes.
F3: Restricted Stock Units convert into common stock on a one-for-one basis.