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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2017
Jan 4, 2017
30080_dirs_2017-01-04_c569fccd-5d10-4d1e-9368-0be00d37ae0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2016-12-30
Reporting Person: Howard Kevin D (SVP/CAO/Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-30 | Class A Common Stock | M | 378 | $289.02 | Acquired | 1997 | Direct |
| 2016-12-30 | Class A Common Stock | F | 127 | $289.02 | Disposed | 1870 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-30 | Restricted Stock Units | $ | M | 378 | Disposed | Class A Common Stock (378) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.
F3: On 4/26/2011the reporting person was granted 5,000 restricted stock units, one-third to vest in four equal installments on each of the first four anniversaries of 4/26/2011; one-third to vest in four equal installments on each of the first four anniversaries of the vesting commencement date of 12/31/2011; and one-third to vest in four equal installments on each of the first four anniversaries of the vesting commencement date of 12/31/2012. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested restricted stock units.