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CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2017

Jan 4, 2017

30080_dirs_2017-01-04_8baf7d9a-5cfd-4e47-8d38-aa88cead6e7b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2016-12-30

Reporting Person: Dykhouse Richard R (EVP/Gen Counsel/Corp Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-30 Class A Common Stock M 867 $289.02 Acquired 3885.344 Direct
2016-12-30 Class A Common Stock F 425 $289.02 Disposed 3460.344 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-30 Restricted Stock Units $ M 867 Disposed Class A Common Stock (867) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.

F3: On 4/26/2011 the reporting person was granted 11,500 Restricted Stock Units with one-third to vest in four equal installments of each of the first four anniversatires of 4/26/2011; one-third to vest in four equal annual installments on each of the first four anniversaries of the vesting commencement date of 12/31/2011; and one-third to vest in four equal annual installments on each of the first four anniversaries of the vesting commencement date of 12/31/2012. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested restricted stock units.