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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2017
May 11, 2017
30080_dirs_2017-05-10_11dc3730-3703-4d1a-b2f4-e426a169c5ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2017-05-09
Reporting Person: Hargis Jonathan (EVP/Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-09 | Class A Common Stock | M | 6000 | $150.88 | Acquired | 13049 | Direct |
| 2017-05-09 | Class A Common Stock | S | 5800 | $325.746 | Disposed | 7249 | Direct |
| 2017-05-09 | Class A Common Stock | S | 200 | $325.795 | Disposed | 7049 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-09 | Three-year Cliff Stock Options | $150.88 | M | 6000 | Disposed | 2024-01-15 | Class A Common Stock (6000) | Direct |
Footnotes
F1: Exercise of a portion of three-year cliff stock options granted on January 15, 2014 which vested on 1/15/2017.
F2: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (multiplied by .9042).
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