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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2017
Aug 14, 2017
30080_dirs_2017-08-14_ee1dba17-fe9f-4e2d-a5a1-44c8587e7f25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2017-08-10
Reporting Person: Hargis Jonathan (EVP/Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-10 | Class A Common Stock | M | 10976 | $150.88 | Acquired | 18025 | Direct |
| 2017-08-10 | Class A Common Stock | S | 10976 | $399.00 | Disposed | 7049 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-10 | Three-year Cliff Stock Options | $150.88 | M | 10976 | Disposed | 2024-01-15 | Class A Common Stock (10976) | Direct |
Footnotes
F1: Exercise of the balance of three-year cliff stock options granted on January 15, 2014 which vested on January 15, 2017.
F2: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (multiplied by .9042).
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $398.84 to $399.52, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.