CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2016

Jun 21, 2016

SEC Form 4/A — Form 4/A

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2016-04-25

Reporting Person: Rutledge Thomas (Director, Chairman, President and CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-04-25	Performance Vesting Stock Options	$201.56	A	1000000	Acquired	2026-04-25	Class A Common Stock (1000000)	Direct
2016-04-26	Performance Vesting Stock Options	$210.08	A	800000	Acquired	2026-04-26	Class A Common Stock (800000)	Direct

Footnotes

F1: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042). As the grants occurred before the Time Warner Cable Inc. transactions, the number of shares, exercise prices and performance targets in this Form 4 were not adjusted for purposes of this filing.

F2: This award was incorrectly reported as 1,800,000 options granted on April 25, 2016. The actual award was 1,000,000 options granted on April 25, 2016 and 800,000 options granted on April 26, 2016.

F3: Stock options granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 200,000 shares subject to the attainment of a $262 per-share hurdle (with a 10-year term); 200,000 shares subject to the attainment of a $330 per-share hurdle (with a 10-year term); 200,000 shares subject to the attainment of a $412 per-share hurdle (with a 10-year term); 200,000 shares subject to the attainment of a $449 per-share hurdle (with a 10-year term); and 200,000 shares subject to the attainment of a $510 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F4: Stock options granted on April 26, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 160,000 shares subject to the attainment of a $262 per-share hurdle (with a 10-year term); 160,000 shares subject to the attainment of a $330 per-share hurdle (with a 10-year term); 160,000 shares subject to the attainment of a $412 per-share hurdle (with a 10-year term); 160,000 shares subject to the attainment of a $449 per-share hurdle (with a 10-year term); and 160,000 shares subject to the attainment of a $510 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.