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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2016
Aug 15, 2016
30080_dirs_2016-08-15_274f5bb2-f2e7-4059-94d9-2669b2be05c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2016-08-11
Reporting Person: Dykhouse Richard R (EVP/Gen Counsel/Corp Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-11 | Class A Common Stock | M | 20716 | $60.96 | Acquired | 26070 | Direct |
| 2016-08-11 | Class A Common Stock | F | 12336 | $256.71 | Disposed | 13734 | Direct |
| 2016-08-11 | Class A Common Stock | S | 8380 | $256.725 | Disposed | 5354 | Direct |
| 2016-08-12 | Class A Common Stock | G | 1594 | — | Disposed | 3760 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-11 | Time Vesting Stock Options | $60.96 | M | 20716 | Disposed | 2021-04-26 | Class A Common Stock (1889) | Direct |
Footnotes
F1: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (muiltiplied by .9042).
F2: Withholding of securities for the purpose of paying taxes.
F3: Charitable gifts.
F4: This option represents the right to purchase a total of 22,605 shares, of which one-third become exercisable in four equal installments on each of the first four anniversaries of 4/26/2011; one third become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of 12/31/2011; and one third become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of 12/31/2012 .