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CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2016

Aug 15, 2016

30080_dirs_2016-08-15_274f5bb2-f2e7-4059-94d9-2669b2be05c2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2016-08-11

Reporting Person: Dykhouse Richard R (EVP/Gen Counsel/Corp Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-11 Class A Common Stock M 20716 $60.96 Acquired 26070 Direct
2016-08-11 Class A Common Stock F 12336 $256.71 Disposed 13734 Direct
2016-08-11 Class A Common Stock S 8380 $256.725 Disposed 5354 Direct
2016-08-12 Class A Common Stock G 1594 Disposed 3760 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-11 Time Vesting Stock Options $60.96 M 20716 Disposed 2021-04-26 Class A Common Stock (1889) Direct

Footnotes

F1: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (muiltiplied by .9042).

F2: Withholding of securities for the purpose of paying taxes.

F3: Charitable gifts.

F4: This option represents the right to purchase a total of 22,605 shares, of which one-third become exercisable in four equal installments on each of the first four anniversaries of 4/26/2011; one third become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of 12/31/2011; and one third become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of 12/31/2012 .