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CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2016

Jul 6, 2016

30080_dirs_2016-07-06_c15c48e9-9fed-491a-8ea5-b495242c5ecc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2016-07-01

Reporting Person: Bickham John (EVP/Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-01 Class A Common Stock M 22605 $66.87 Acquired 76309 Direct
2016-07-01 Class A Common Stock F 14387 $232.32 Disposed 61922 Direct
2016-07-05 Class A Common Stock M 22605 $66.87 Acquired 84527 Direct
2016-07-05 Class A Common Stock F 14377 $233.13 Disposed 70150 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-01 Performance Vesting Stock Options $66.87 M 22605 Disposed 2016-11-02 Class A Common Stock (22605) Direct
2016-07-05 Performance Vesting Stock Options $66.87 M 22605 Disposed 2016-11-02 Class A Common Stock (22605) Direct

Footnotes

F1: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).

F2: Exercise of performance-vesting stock options granted on April 30, 2012; 25,000 stock options subject to the attainment of a $125 per share hurdle (with a 4-year term); and 25,000 stock options subject to the attainment of a $150 per-share hurdle (with a 4-year term); Vesting schedule as follows: 25% first eligible to vest on 4/30/2013; 25% first eligible to vest on 4/30/2014; 25% first eligible to vest on 4/30/2015; and 25% first eligible to vest on 4/30/2016.

F3: Withholding of securities by Charter Communications, Inc. for purpose of paying the exercise price and taxes due upon exercise of the stock options. No shares were sold for the exercise or for tax withholding.

F4: Includes shares held jointly with Kathy L. Bickham.