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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2016
Feb 17, 2016
30080_dirs_2016-02-17_6e3e2c4d-db8e-4157-9741-4fbb4157aafd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2016-02-13
Reporting Person: Rutledge Thomas (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-13 | Class A Common Stock | F | 36417 | $164.34 | Disposed | 335656 | Direct |
| 2016-02-13 | Class A Common Stock | F | 37096 | $164.34 | Disposed | 298560 | Direct |
| 2016-02-16 | Class A Common Stock | M | 55450 | $53.595 | Acquired | 354010 | Direct |
| 2016-02-16 | Class A Common Stock | F | 36241 | $164.965 | Disposed | 317769 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-16 | Performance Vesting Stock Options | $53.595 | M | 55450 | Disposed | 2016-02-19 | Class A Common Stock (55450) | Direct |
Footnotes
F1: Previously reported performance-vesting restricted shares vested on February 13, 2016. Withholding of securities for the purpose of paying taxes.
F2: Per-share value assigned to the shares withheld based on the average of the high and low trading prices on February 12, 2016.
F3: Previously reported time-vesting restricted shares vested on February 13, 2016. Withholding of securities for the purpose of paying taxes.
F4: Securities acquired upon exercise of all of the vested performance-vesting stock options with a $125 and $150 per share stock price target granted on December 19, 2011 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan.
F5: Withholding of securities for the purpose of paying exercise price and taxes due upon exercise of stock options.
F6: Per-share value assigned to the shares withheld based on the fair market value of the shares at the time the stock options were exercised on February 16, 2016.
F7: Date exercisable varies for each vesting tranche.