Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2016

Feb 17, 2016

30080_dirs_2016-02-17_6e3e2c4d-db8e-4157-9741-4fbb4157aafd.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2016-02-13

Reporting Person: Rutledge Thomas (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-13 Class A Common Stock F 36417 $164.34 Disposed 335656 Direct
2016-02-13 Class A Common Stock F 37096 $164.34 Disposed 298560 Direct
2016-02-16 Class A Common Stock M 55450 $53.595 Acquired 354010 Direct
2016-02-16 Class A Common Stock F 36241 $164.965 Disposed 317769 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-16 Performance Vesting Stock Options $53.595 M 55450 Disposed 2016-02-19 Class A Common Stock (55450) Direct

Footnotes

F1: Previously reported performance-vesting restricted shares vested on February 13, 2016. Withholding of securities for the purpose of paying taxes.

F2: Per-share value assigned to the shares withheld based on the average of the high and low trading prices on February 12, 2016.

F3: Previously reported time-vesting restricted shares vested on February 13, 2016. Withholding of securities for the purpose of paying taxes.

F4: Securities acquired upon exercise of all of the vested performance-vesting stock options with a $125 and $150 per share stock price target granted on December 19, 2011 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan.

F5: Withholding of securities for the purpose of paying exercise price and taxes due upon exercise of stock options.

F6: Per-share value assigned to the shares withheld based on the fair market value of the shares at the time the stock options were exercised on February 16, 2016.

F7: Date exercisable varies for each vesting tranche.