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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2015
Jan 5, 2015
30080_dirs_2015-01-05_b0641717-34bc-41aa-b604-67a1c3bde54b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2014-12-31
Reporting Person: Dykhouse Richard R (EVP/Gen Counsel/Corp Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-31 | Class A Common Stock | M | 1916 | — | Acquired | 6716 | Direct |
| 2014-12-31 | Class A Common Stock | F | 653 | $169.08 | Disposed | 6063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-31 | Restricted Stock Units | $ | M | 1916 | Disposed | Class A Common Stock (1916) | Direct |
Footnotes
F1: Restricted Stock Units convert into common stock on a one-for-one basis.
F2: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.
F3: On 4/26/2011 the reporting person was granted 11,500 Restricted Stock Units with one-third to vest in four equal annual installments on each of the first four anniversaries of 4/26/2011; one-third to vest in four equal annual installments on each of the first four anniversaries of the vesting commencement date of 12/31/2011; and one-third to vest in four equal annual installments on each of the first four anniversaries of the vesting commencement date of 12/31/2012.