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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2015
Aug 28, 2015
30080_dirs_2015-08-28_6a684b61-65ad-4bbe-906c-71efefe07d5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2015-08-27
Reporting Person: Dykhouse Richard R (EVP/Gen Counsel/Corp Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-27 | Class A Common Stock | G | 600 | — | Disposed | 6095 | Direct |
| 2015-08-27 | Class A Common Stock | M | 7000 | $35.375 | Acquired | 13095 | Direct |
| 2015-08-27 | Class A Common Stock | S | 7000 | $180.00 | Disposed | 6095 | Direct |
| 2015-08-28 | Class A Common Stock | G | 600 | — | Disposed | 5495 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-27 | Stock Options | $35.375 | M | 7000 | Disposed | 2020-07-27 | Class A Common Stock (7000) | Direct |
Footnotes
F1: Exercise of stock options granted on 7/27/2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan.
F2: Includes sale of stock options reported as exercised.
F3: Multiple lots for the same price for this order have been combined.
F4: The option, representing a right to purchase a total of 7000 shares, became exercisable in four equal annual installments, beginning on March 1, 2011.
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