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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2014
May 7, 2014
30080_dirs_2014-05-07_4287b47f-29c9-4f80-a5c6-ffa1aa9827b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2014-05-05
Reporting Person: Heneghan James M (President, Charter Media)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-05 | Class A Common Stock | M | 19640 | $55.12 | Acquired | 35857 | Direct |
| 2014-05-05 | Class A Common Stock | S | 19640 | $137.708 | Disposed | 16217 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-05 | Performance Vesting Options | $137.708 | M | 19640 | Disposed | 2021-04-26 | Class A Common Stock (19640) | Direct |
Footnotes
F1: Exercise of a portion of vested performance-vesting stock options granted on 4/26/2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.36 to $137.92, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.