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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2012
May 2, 2012
30080_dirs_2012-05-02_23c053d6-7388-4bd2-8643-b826bf9b9fb9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2012-04-30
Reporting Person: Bickham John (EVP/Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-30 | Class A Common Stock | A | 100000 | $60.46 | Acquired | 100000 | Direct |
| 2012-04-30 | Class A Common Stock | A | 132000 | $60.46 | Acquired | 232000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-30 | Time-Vesting Stock Options | $60.46 | A | 70000 | Acquired | 2022-04-30 | Class A Common Stock (70000) | Direct |
| 2012-04-30 | Performance Vesting Stock Options | $60.46 | A | 90000 | Acquired | 2022-04-30 | Class A Common Stock (90000) | Direct |
| 2012-04-30 | Performance Vesting Stock Options | $60.46 | A | 50000 | Acquired | Class A Common Stock (50000) | Direct |
Footnotes
F1: Restricted Stock granted on April 30, 2012 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan. Vesting in 25% installments on each of the first four anniversaries of April 30, 2012.
F2: Restricted Stock granted on April 30, 2012 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 66,000 shares subject to the attainment of a $80 per-share hurdle; and 66,000 shares subject to the attainment of a $100 per-share hurdle (each with a ten-year term). Vesting schedule as follows: (i) 25% first eligible to vest on April 30, 2013; (ii) 25% first eligible to vest on April 30, 2014; (iii) 25% first eligible to vest on April 30, 2015; and (iv) 25% first eligible to vest on April 30, 2016.
F3: Stock options granted on April 30, 2012 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan. Vesting in 25% installments on each of the first four anniversaries of April 30, 2012.
F4: Stock options granted on April 30, 2012 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 45,000 stock options subject to the attainment of a $80 per-share hurdle (with a 10-year term); 45,000 stock options subject to the attainment of a $100 per-share hurdle (with a 10-year term); Vesting schedule as follows: (i) 25% first eligible to vest on April 30, 2013; (ii) 25% first eligible to vest on April 30, 2014; (iii) 25% first eligible to vest on April 30, 2015; and (iv) 25% first eligible to vest on April 30, 2016.
F5: Stock options granted on April 30, 2012 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 25,000 stock options subject to the attainment of a $125 per-share hurdle (with a 4-year term); and 25,000 stock options subject to the attainment of a $150 per-share hurdle (with a four year term). Vesting schedule as follows: (i) 25% first eligible to vest on April 30, 2013; (ii) 25% first eligible to vest on April 30, 2014; (iii) 25% first eligible to vest on April 30, 2015; and (iv) 25% first eligible to vest on April 30, 2016.