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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2011
Sep 7, 2011
30080_dirs_2011-09-07_42ab23b7-79f4-46d4-a058-8bdab68e7abc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2011-09-06
Reporting Person: Quicksilver Robert E (EVP/Chief Admin Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-06 | Class A Common Stock | A | 13000 | — | Acquired | 13000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-06 | Time-Vesting Stock Options | $47.685 | A | 39000 | Acquired | 2021-04-26 | Class A Common Stock (39000) | Direct |
| 2011-09-06 | Performance-Vesting Stock Options | $47.685 | A | 30300 | Acquired | 2021-04-26 | Class A Common Stock (30300) | Direct |
| 2011-09-06 | Performance-Vesting Stock Options | $47.685 | A | 30300 | Acquired | 2021-04-26 | Class A Common Stock (30300) | Direct |
| 2011-09-06 | Performance-Vesting Stock Options | $47.685 | A | 30300 | Acquired | 2021-04-26 | Class A Common Stock (30300) | Direct |
Footnotes
F1: Restricted Stock granted 09/06/11 scheduled to vest in equal 25% increments on September 6, 2012, 2013, 2014 and 2015.
F2: Grant of Stock Options on 09/06/2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. One-third will become exercisable in four equal installments on each of the first four anniversaries of April 26, 2011; one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2011; and, one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2012.
F3: One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after January 26, 2012; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after January 26, 2012; and, one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after January 26, 2012.
F4: One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after September 30, 2012; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after September 30, 2012; and, one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after September 30, 2012.
F5: One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after September 30, 2013; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after September 30, 2013; and, one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after September 30, 2013.