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CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2011

Apr 28, 2011

30080_dirs_2011-04-28_f0ceaf73-9733-4cbe-8d56-e4e8ee14bc12.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2011-04-26

Reporting Person: Apodaca Steven E. (President, Operations)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-04-26 Time-Vesting Stock Options $55.12 A 39000 Acquired 2021-04-26 Class A Common Stock (39000) Direct
2011-04-26 Performance-Vesting Stock Options $55.12 A 30333 Acquired 2021-04-26 Class A Common Stock (30333) Direct
2011-04-26 Performance-Vesting Stock Options $55.12 A 30333 Acquired 2021-04-26 Class A Common Stock (30333) Direct
2011-04-26 Performance-Vesting Stock Options $55.12 A 30334 Acquired 2021-04-26 Class A Common Stock (30334) Direct

Footnotes

F1: Grant of Stock Options on 4/26/2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. One-third will become exercisable in four equal installments on each of the first four anniversaries of April 26, 2011; one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2011; and one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2012.

F2: One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after January 26, 2012; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after January 26, 2012; and one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after January 26, 2012.

F3: One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after September 30, 2012; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after September 30, 2012; and one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after September 30, 2012.

F4: One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after September 30, 2013; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after September 30, 2013; and one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after September 30, 2013.