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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2011
Apr 28, 2011
30080_dirs_2011-04-28_34b963f8-dc0c-4548-9564-159680da0d31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2011-04-26
Reporting Person: KARSH BRUCE A (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-26 | Class A Common Stock | A | 585 | — | Acquired | 585 | Direct |
| 2011-04-26 | Class A Common Stock | A | 1633 | — | Acquired | 2218 | Direct |
Footnotes
F1: Grant of Restricted Stock (price not applicable) valued at $32,219.18 on date of grant as pro-rated from December 1, 2010 to date of grant, to fully vest on anniversary date of grant.
F2: The reporting person is the President of Oaktree Capital Management, L.P. ("Oaktree"), a registered investment adviser under the Investment Advisers Act of 1940, as amended. These shares of Class A Common Stock are held directly by the reporting person for the benefit of OCM FIE, LLC ("FIE"), a wholly owned subsidiary of Oaktree. Pursuant to the policies of Oaktree, the reporting person must hold these shares of Class A Common Stock on behalf of and for the sole benefit of FIE and is assigning all economic, pecuniary and voting rights to FIE. The reporting person disclaims beneficial ownership of these securities, and the filing of this Form 4 shall not be construed as an admission that such person is the beneficial owner of such securities covered by this Form 4, except to the extent of any indirect pecuniary interest therein. All shares previously reported by Mr. Karsh have vested and been transferred to FIE.
F3: Grant of Restricted Stock (price not applicable) valued at $90,000 on date of grant, to fully vest on anniversary date of grant.